Jose Soria

WEST WEALTH GROUP | Client Services Associate

IRVINE, CA 92614

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CRD#: 7360445

Professional summary

Jose Soria, who also goes by Jose Soria-jimenez, is a registered financial advisor currently at WEST WEALTH GROUP, LLC located in Irvine, California.

Jose is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Jose has worked at 4 firms and has passed the Series 66, Series 7TO, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jose Soria-Jimenez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME: Self; ADDRESS: Newport Beach, CA; POSITION: Self; START: 04/01/2022; DUTIES: Streamlining leads of distressed properties to my brother-in-law in order to contract a home with a seller and find an interested party to buy it through the medium of a phone call, text message, and/or email; HOURS PER MONTH: 40 hrs.: NON INVESTMENT-RELATED; NONE DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jose Soria's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 9, 2025 - Present

WEST WEALTH GROUP, LLC

Office #1: 2 Park Plaza Suite 800, Irvine, CA 92614

RIA

CRD#: 316644

IRVINE, CA

Past

June 27, 2023 - June 27, 2025

HIGHTOWER ADVISORS, LLC

RIA

CRD#: 145323

Newport Beach, CA

Past

March 14, 2023 - June 27, 2025

HIGHTOWER SECURITIES, LLC

CRD#: 116681

CHICAGO, IL

Past

May 7, 2021 - March 10, 2023

PACIFIC SELECT DISTRIBUTORS, LLC

CRD#: 4452

NEWPORT BEACH, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEST WEALTH GROUP, LLC

BML WEALTH MANAGEMENT | YACK WEALTH MANAGEMENT | WEST WEALTH GROUP, LLC | ENSEMBLE WEALTH MANAGEMENT

CRD#: 316644 / SEC#: 801-122438

RIA

Registered Investment Advisory firm - (10/1/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/26/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/25/2023

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 5/7/2021

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 4/22/2021

Securities Industry Essentials Examination

Current Firm

WEST WEALTH GROUP, LLC

BML WEALTH MANAGEMENT | YACK WEALTH MANAGEMENT | WEST WEALTH GROUP, LLC | ENSEMBLE WEALTH MANAGEMENT

CRD#: 316644 / SEC#: 801-122438

RIA

Registered Investment Advisory firm - (10/1/2021 Approved)

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Contact information

Main Address

2 Park Plaza Suite 800, Irvine, CA 92614

Mailing Address

Phone number

(949) 682-9105

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (5/21/2025)

Regulatory assets under management

Total Number of Accounts	2,273
AUM (Assets Under Management)	$ 472,091,300

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jose Soria

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jose Soria's CRS (Customer Relationship Summary).

Certified licenses

Experience

HIGHTOWER ADVISORS, LLC

HIGHTOWER SECURITIES, LLC

PACIFIC SELECT DISTRIBUTORS, LLC

Primary Firm SEC Registration

WEST WEALTH GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/26/2023

Series 7TO

Date: 4/25/2023

Series 6TO

Date: 5/7/2021

SIE

Date: 4/22/2021

Current Firm

WEST WEALTH GROUP, LLC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEST WEALTH GROUP, LLC

TRUST BUT VERIFY

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