KW
Kayla J. Welker
AVISO WEALTH MANAGEMENT
Selinsgrove, PA 17870
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CRD#: 7360153
KW
Professional summary
Kayla Jo Welker is a registered financial advisor currently at AVISO WEALTH MANAGEMENT located in Selinsgrove, Pennsylvania and OSAIC WEALTH, INC. located in Northumberland, Pennsylvania.
Kayla is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Kayla has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. AVISO FINANCIAL CENTER POSITION: advisor NATURE: DBA for the Osaic brokerage business from the Selinsgrove branch office INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 09/09/2021 ADDRESS: 100 Airport Road, Suite 200, Selinsgrove PA 17870, United States DESCRIPTION: financial advisor 2. AVISO WEALTH MANAGEMENT POSITION: FINANCIAL ADVISOR NATURE: CORPORATION, INDEPENDENT REGISTERED INVESTMENT ADVISER INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/09/2021 ADDRESS: 11900 NE 1ST STREET, SUITE 300, BELLEVUE WA 98005, United States DESCRIPTION: PROVIDE INVESTMENT ADVICE TO CLIENTS, MANAGE INVESTMENT PORTFOLIOS 3. AVISO TAX SERVICES POSITION: PRESIDENT NATURE: S CORPORATION - LLC TAX PREPARATION INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 04/16/2021 ADDRESS: 100 Airport Road, Suite 200, Selinsgrove PA 17870, United States DESCRIPTION: PREPARE TAX RETURNS AND PERFORM TAX PLANNING ANALYSIS. 4. AVISO FINANCIAL LLC POSITION: FINANCIAL ADVISOR NATURE: DBA FOR BROKER DEALER RELATED BUSINESS. IT IS AN LLC HOLDING COMPANY INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 09/09/2021 ADDRESS: 11900 NE 1ST STREET, SUITE 300, BELLEVUE WA 98005, United States DESCRIPTION: FINANCIAL ADVISOR 5. INSURANCE POSITION: agent NATURE: Insurance agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 06/28/2024 ADDRESS: 227 Point Township Drive, Northumberland PA 17857, United States DESCRIPTION: Write and service insurance for clients
CRS (Client Relationship Summary) - RIA
Click below to view Kayla Jo Welker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 20, 2021 - Present
AVISO WEALTH MANAGEMENT
Office #1: 100 Airport Road Suite 200, Selinsgrove, PA 17870RIA
CRD#: 108146
Selinsgrove, PA
Current
September 29, 2023 - Present
OSAIC WEALTH, INC.
Office #1: 227 Point Township Drive, Northumberland, PA 17857RIA
BD
CRD#: 23131
Northumberland, PA
Past
September 8, 2022 - October 5, 2023
CETERA ADVISORS LLC
BD
CRD#: 10299
SELINSGROVE, PA
Past
September 29, 2021 - October 5, 2023
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
SELINSGROVE, PA
Past
July 21, 2021 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
SELINSGROVE, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AVISO WEALTH MANAGEMENT
AVISO WEALTH MANAGEMENT | POTOMAC INVESTMENTS, INC. | MARCIA JOSLYN SILL, INC. | M.J. INVESTMENT ADVISORS | M.J. INVESTMENT ADVISERS | M. J. INVESTMENT ADVISERS
CRD#: 108146 / SEC#: 801-56358
RIA
Registered Investment Advisory firm - (3/22/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Pennsylvania(10/20/2021)
RR
Pennsylvania(9/29/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/21/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AW
AVISO WEALTH MANAGEMENT
AVISO WEALTH MANAGEMENT | POTOMAC INVESTMENTS, INC. | MARCIA JOSLYN SILL, INC. | M.J. INVESTMENT ADVISORS | M.J. INVESTMENT ADVISERS | M. J. INVESTMENT ADVISERS
CRD#: 108146 / SEC#: 801-56358
RIA
Registered Investment Advisory firm - (3/22/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11900 Ne 1st St Suite 300, Bellevue, WA 98005
Mailing Address
Phone number
(877) 633-1210
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,904 |
| AUM (Assets Under Management) | $ 494,946,434 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AVISO WEALTH MANAGEMENT
CRD#: 108146Selinsgrove, PA 17870TRUST BUT VERIFY
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