Montel H. Hawkins

MODERN WEALTH LLC

CHANDLER, AZ 85226

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CRD#: 7359891

Professional summary

Montel Hollis Hawkins, who also goes by Montel H Hawkins, Montel Hawkins, is a registered financial advisor currently at MODERN WEALTH LLC located in Chandler, Arizona.

Montel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Montel has worked at 2 firms and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Montel H Hawkins | Montel Hawkins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Founding Partner at Modern Wealth Insurance Services LLC; Investment related: Yes; Location of the business: 249 E Chicago Street, Suite 128 Chandler Arizona 85225; Description of the business: Insurance agency handling life, disability, LTC, and annuities; Start date with business: 2024-08-09; Hours per month devoted to business during trading hours: 20; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 30.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Montel Hollis Hawkins's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 30, 2024 - Present

MODERN WEALTH LLC

Office #1: 3133 W Frye Road Suite 101, Chandler, AZ 85226

RIA

CRD#: 331245

CHANDLER, AZ

Past

January 24, 2023 - June 3, 2024

TERRA WEALTH

RIA

CRD#: 320643

PHOENIX, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(5/30/2024)

IAR

California
(5/31/2024)

IAR

Texas
(3/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/14/2023

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 3/28/2021

Securities Industry Essentials Examination

Current Firm

MODERN WEALTH LLC

MODERN WEALTH | MODERN WEALTH LLC

CRD#: 331245 / SEC#:

Arizona

Registered Investment Advisory firm - (5/30/2024 Approved)

California

Registered Investment Advisory firm - (5/31/2024 Approved)

Texas

Registered Investment Advisory firm - (3/7/2025 Conditional Restricted)

Wisconsin

Registered Investment Advisory firm - (5/31/2024 Approved)

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Contact information

Main Address

3133 W Frye Road Suite 101, Chandler, AZ 85226

Mailing Address

Phone number

(480) 269-2309

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	316
AUM (Assets Under Management)	$ 14,579,262

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Montel H. Hawkins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Montel Hollis Hawkins's CRS (Customer Relationship Summary).

Certified licenses

Experience

MODERN WEALTH LLC

TERRA WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 1/14/2023

SIE

Date: 3/28/2021

Current Firm

MODERN WEALTH LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MODERN WEALTH LLC

TRUST BUT VERIFY

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