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MH

Montel H. Hawkins

MODERN WEALTH
CHANDLER, AZ 85226
Some features on this profile are disabled
CRD#: 7359891
MH

Professional summary

Montel Hollis Hawkins, who also goes by Montel H Hawkins, Montel Hawkins, is a registered financial advisor currently at MODERN WEALTH LLC located in Chandler, Arizona.

Montel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Montel has worked at 2 firms and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Montel H Hawkins | Montel Hawkins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Montel Hollis Hawkins's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 30, 2024 - Present

MODERN WEALTH LLC

Office #1: 3133 W Frye Road Suite 101, Chandler, AZ 85226
RIA
CRD#: 331245
CHANDLER, AZ
Past

January 24, 2023 - June 3, 2024

TERRA WEALTH

RIA
CRD#: 320643
PHOENIX, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(5/30/2024)
IAR
California
(5/31/2024)
IAR
Texas
(3/28/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/14/2023
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 3/28/2021
Securities Industry Essentials Examination

Current Firm

MW
MODERN WEALTH LLC
MODERN WEALTH | MODERN WEALTH LLC

CRD#: 331245 / SEC#:

Arizona
Registered Investment Advisory firm - (5/30/2024 Approved)
California
Registered Investment Advisory firm - (5/31/2024 Approved)
Texas
Registered Investment Advisory firm - (3/7/2025 Conditional Restricted)
Wisconsin
Registered Investment Advisory firm - (5/31/2024 Approved)
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Contact information

Main Address
3133 W Frye Road Suite 101, Chandler, AZ 85226
Mailing Address
Phone number
(480) 269-2309
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts426
AUM (Assets Under Management)$ 21,805,425

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MODERN WEALTH LLC

CRD#: 331245Chandler, AZ 85226

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