Jeffrey R. Williams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Reed Williams was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1981. Jeffrey had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 9, 2015 - April 30, 2018
TMD & ASSOCIATES, INC.
January 1, 1999 - December 31, 2017
OMICRON GROUP, LTD.
January 8, 1991 - December 23, 1998
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 18, 1985 - January 14, 1991
PACIFIC HARBOR SECURITIES, INC.
October 27, 1984 - January 18, 1984
MEISENBACH INVESTMENT EQUITY CORPORATION
August 24, 1981 - October 15, 1984
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TMD & ASSOCIATES, INC.
CRD#: 113896 / SEC#: 801-66454
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
