Robert S. Clarke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Steven Clarke was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1981. Robert had worked at 13 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2017 - November 16, 2021
NATALLIANCE SECURITIES, LLC
September 5, 1995 - July 19, 2017
ROSS, SINCLAIRE & ASSOCIATES, LLC
January 30, 1995 - September 28, 1995
MESIROW FINANCIAL, INC.
January 5, 1995 - February 6, 1995
GMS GROUP
July 30, 1990 - January 4, 1995
GENEVA SECURITIES,INC.
March 11, 1989 - June 6, 1990
JW GENESIS CLEARING CORP.
October 18, 1988 - February 11, 1992
RUAN SECURITIES CORPORATION
July 15, 1987 - October 27, 1988
WESTCAP SECURITIES, L.P.
February 23, 1987 - June 19, 1987
TMA GOVERNMENT SECURITIES, LTD.
September 23, 1985 - February 24, 1987
FIRST INVESTMENT SECURITIES, INC.
May 27, 1983 - May 21, 1984
UNITED CAPITAL CORPORATION
October 11, 1982 - May 9, 1983
CREWS & ASSOCIATES, INC.
August 17, 1981 - October 1, 1982
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATALLIANCE SECURITIES, LLC
CRD#: 39455 / SEC#: , 8-48723
Contact information
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATALLIANCE HOLDING COMPANY LLC | OWNER | |
| ADAMS, JASON | BOARD MEMBER | 2690575 |
| BRENNER, ANDREW SCOTT | BOARD MEMBER | 1227535 |
| BUSH, FRED COSTON | CFO/COO | 3075024 |
| CARREON, MICHELLE ELLIS | CCO | 4861485 |
| GIORDANO, MICHAEL JAMES | BOARD MEMBER | 5942248 |
| HENDRICKSON, GEORGE ALEXANDER BROWN | BOARD MEMBER | 2382347 |
| LIEPMAN, JOHN FRANCIS | BOARD MEMBER | 2037298 |
| LOERCH, SAMUEL JAMES | BOARD MEMBER | 1195328 |
| SALTER, MARK MYLES | BOARD MEMBER/CEO/PRESIDENT | 1180139 |
| TAYLOR, BRADFORD STEPHEN | BOARD MEMBER | 5751455 |
Disclosures
| Regulatory Event | 8 |
Red Flags
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