HH
Hannah J. Herman
KEY CAPITAL MANAGEMENT
Hendersonville, TN 37075
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CRD#: 7359271
HH
Professional summary
Hannah Joelle Herman is a registered financial advisor currently at KEY CAPITAL MANAGEMENT, INC. located in Hendersonville, Tennessee.
Hannah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Hannah has worked at 1 firm and has passed the Series 65 and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Pure Barre is a fitness business, not investment-related. Located at 330 Franklin Rd Ste 137A, Brentwood, IN. Hannah will be training as an employee to be an instructor for exercise classes. This employment will start on 1/1/2024 requiring approximately 16 hours a month outside of normal market hours.
CRS (Client Relationship Summary) - RIA
Click below to view Hannah Joelle Herman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 28, 2022 - Present
KEY CAPITAL MANAGEMENT, INC.
Office #1: 181 East Main St. Suite #7, Hendersonville, TN 37075RIA
CRD#: 173773
Hendersonville, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KC
KEY CAPITAL MANAGEMENT, INC.
KEY CAPITAL MANAGEMENT, INC. | WOOD FINANCIAL GROUP | PRESTAGE, WILLIAM D
CRD#: 173773 / SEC#: 801-126114
RIA
Registered Investment Advisory firm - (7/15/2022 Approved)Louisiana
Registered Investment Advisory firm - (11/1/2022 Terminated)Tennessee
Registered Investment Advisory firm - (8/2/2022 Terminated)Texas
Registered Investment Advisory firm - (10/26/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(12/20/2023)
IAR
Tennessee(11/28/2022)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
KC
KEY CAPITAL MANAGEMENT, INC.
KEY CAPITAL MANAGEMENT, INC. | WOOD FINANCIAL GROUP | PRESTAGE, WILLIAM D
CRD#: 173773 / SEC#: 801-126114
RIA
Registered Investment Advisory firm - (7/15/2022 Approved)Louisiana
Registered Investment Advisory firm - (11/1/2022 Terminated)Tennessee
Registered Investment Advisory firm - (8/2/2022 Terminated)Texas
Registered Investment Advisory firm - (10/26/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
181 East Main St. Suite #7, Hendersonville, TN 37075
Mailing Address
Phone number
(615) 826-5749
Established
Firm type
Fiscal year end
# of Employees
30
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,171 |
| AUM (Assets Under Management) | $ 292,985,635 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
