Peter R. Taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Railey Taylor was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1981. Peter had worked at 10 firms and has passed the Series 63, SIE, Series 15, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 22, 2014 - September 15, 2020
LEAGUE CAPITAL MARKETS
April 19, 2014 - October 18, 2014
MEDALIST SECURITIES INC.
January 18, 2011 - May 16, 2012
PIERPONT CAPITAL ADVISORS LLC
May 27, 2009 - September 13, 2010
LAIDLAW & COMPANY (UK) LTD.
March 27, 2008 - December 31, 2009
TGL PARTNERS LLC
July 29, 2004 - September 12, 2005
KENMAR SECURITIES, L.P.
July 26, 2002 - May 30, 2003
WESTMORELAND MANAGEMENT, LLC
October 1, 1999 - May 17, 2001
WELLS FARGO CLEARING SERVICES, LLC
February 19, 1985 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
August 20, 1981 - March 11, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 17, 1981 - August 6, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 10/31/1984
Foreign Currency Options ExaminationCurrent Firm
LEAGUE CAPITAL MARKETS
CRD#: 170803 / SEC#: , 8-69432
Contact information
FINRA licenses (14 States and Territories)
Red Flags
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