Junyuan Lin

BROOKSTONE WEALTH ADVISORS

Bellevue, WA 98006

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CRD#: 7358935

Professional summary

Junyuan Lin, who also goes by Jeff Lin, is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Bellevue, Washington.

Junyuan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Junyuan has worked at 3 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff Lin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LightUp Financial Consulting / Investment Related - No / 113555 SE 36th St STE 100, Bellevue, WA / 206-596-5688 Business Type: General Insurance Agency/ Position: Managing partner / Start Date: 04/2024 Monthly Working Hour: 60hr/10hr/ Role: Management, digital marketing and seminar speaker 9 Fortunes Insurance Services, Inc /Investment Related - No / 333 Gellert Blvd, Suite 228, Daly City, CA 94015. /(650) 755-1668 Business Type: Insurance Agency / Position: National Vice President / Start Date: 11/2022 / Monthly Working Hour: 60hr/10hr/ Role: Manage agents, Fixed Life Insurance and Annuity Consulting and Sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Junyuan Lin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 16, 2024 - Present

BROOKSTONE WEALTH ADVISORS, LLC

Office #1: 13555 Se 36th St Ste 100, Bellevue, WA 98006

RIA

CRD#: 137658

Bellevue, WA

Past

April 18, 2023 - October 30, 2023

UPMARKET SECURITIES LLC

CRD#: 295634

MILPITAS, CA

Past

July 27, 2021 - November 17, 2022

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

BELLEVUE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/17/2024)

IAR

Oregon
(9/20/2024)

IAR

Washington
(9/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/1/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/10/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 7/26/2021

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 2/21/2021

Securities Industry Essentials Examination

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

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Contact information

Main Address

1745 S Naperville Rd Suite 200, Wheaton, IL 60189

Mailing Address

Phone number

(630) 653-1400

Established

Firm type

Fiscal year end

# of Employees

244

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RWA ADV 2A (7/30/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Junyuan Lin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Junyuan Lin's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROOKSTONE WEALTH ADVISORS, LLC

UPMARKET SECURITIES LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

Primary Firm SEC Registration

BROOKSTONE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/1/2024

Series 63

Date: 4/10/2021

Series 6TO

Date: 7/26/2021

SIE

Date: 2/21/2021

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

BROOKSTONE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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