Michael D. Miller

CAPITAL PLANNING

HUNTS POINT, WA

Some features on this profile are disabled

CRD#: 735841

Professional summary

Michael Darrell Miller, CFP® is a registered financial advisor currently at CAPITAL PLANNING, LLC located in Hunts Point, Washington.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Michael has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

What are your service offerings?

Tax Planning

Investment Planning

Comprehensive Financial Planni...

Retirement Income Management

Employee and Employer Plan Ben...

Estate Planning

Insurance Planning

Retirement Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) INSURANCE SERVICES -- INVESTMENT RELATED=YES -- LIFE & ANNUITY INSURANCE -- AGENT SINCE 1983 -- 2 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS -- DUTIES: EXPLAINING INSURANCE STRATEGIES, TAKING APPLICATIONS AND DELIVERING POLICIES. (2) SINCE 10/2022, OWNER OF RENTAL HOUSE LOCATED IN PARADISE VALLEY, AZ. NOT INVESTMENT-RELATED. LESS THAN 1 HOUR PER MONTH IS DEVOTED TO THIS ENTITY; NONE OF THE TIME DURING SECURITY TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Darrell Miller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1985

Experience

Current

January 22, 2014 - Present

CAPITAL PLANNING, LLC

Office #2: 10900 Ne 4th Street Suite 2300, Bellevue, WA 98004

RIA

CRD#: 169470

HUNTS POINT, WA

Past

April 29, 1997 - July 31, 2009

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

BELLEVUE, WA

Past

May 23, 1985 - January 27, 2014

CAPITAL PLANNING CORP

RIA

CRD#: 105013

FRANKLIN, TN

Past

January 8, 1985 - July 31, 2009

CETERA WEALTH SERVICES, LLC

CRD#: 13572

BELLEVUE, WA

Past

June 22, 1981 - December 18, 1984

PACIFIC WEST SECURITIES, INC.

CRD#: 6390

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL PLANNING, LLC

CAPITAL PLANNING LLC | CAPITAL PLANNING, LLC

CRD#: 169470 / SEC#: 801-79115

RIA

Registered Investment Advisory firm - (1/1/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/22/2014)

IAR

Washington
(1/22/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/30/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/4/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/20/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/8/1983

General Securities Principal Examination

Current Firm

CAPITAL PLANNING, LLC

CAPITAL PLANNING LLC | CAPITAL PLANNING, LLC

CRD#: 169470 / SEC#: 801-79115

RIA

Registered Investment Advisory firm - (1/1/2014 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

10900 Ne 4th Street Suite 2300, Bellevue, WA 98004

Mailing Address

Phone number

(425) 643-1800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A: FIRM BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	1,434
AUM (Assets Under Management)	$ 676,865,708

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael D. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Darrell Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CAPITAL PLANNING CORP

CETERA WEALTH SERVICES, LLC

PACIFIC WEST SECURITIES, INC.

Primary Firm SEC Registration

CAPITAL PLANNING, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/30/1993

Series 63

Date: 2/4/1983

Series 7

Date: 6/20/1981

Series 24

Date: 2/8/1983

Current Firm

CAPITAL PLANNING, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL PLANNING, LLC

TRUST BUT VERIFY

Contact information

Similar Advisors