Jeffrey D. Ross

THE PLANNER'S EDGE LLC

MERCER ISLAND, WA 98040

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CRD#: 735840

Professional summary

Jeffrey David Ross, CFP® is a registered financial advisor currently at THE PLANNER'S EDGE LLC located in Mercer Island, Washington.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Jeffrey has worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ISLANDAIRE HOA /BOARD-- TREASURER INSURANCE SALES SINCE 8/31/1981 TIME SPENT: LESS THAN 1%

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey David Ross's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1984

Experience

Current

August 4, 2011 - Present

THE PLANNER'S EDGE LLC

Office #1: 2737 - 78th Ave Se, #103, Mercer Island, WA 98040

RIA

CRD#: 114616

MERCER ISLAND, WA

Past

September 16, 1998 - July 20, 2011

SECURITIES AMERICA, INC.

CRD#: 10205

MERCER ISLAND, WA

Past

July 19, 1985 - February 14, 1986

MEISENBACH INVESTMENT EQUITY CORPORATION

CRD#: 13761

Past

February 4, 1985 - September 16, 1998

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

January 14, 1985 - February 8, 1985

MEISENBACH INVESTMENT EQUITY CORPORATION

CRD#: 13761

Past

June 22, 1981 - January 7, 1985

PACIFIC WEST SECURITIES, INC.

CRD#: 6390

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE PLANNER'S EDGE LLC

JEFFREY DAVID ROSS | THE PLANNER'S EDGE LLC | THE PLANNER'S EDGE | ROSS, JEFFREY DAVID

CRD#: 114616 / SEC#: 801-120913

RIA

Registered Investment Advisory firm - (4/23/2021 Approved)

Washington

Registered Investment Advisory firm - (5/30/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(8/4/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/17/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/20/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/26/1985

General Securities Principal Examination

Current Firm

THE PLANNER'S EDGE LLC

JEFFREY DAVID ROSS | THE PLANNER'S EDGE LLC | THE PLANNER'S EDGE | ROSS, JEFFREY DAVID

CRD#: 114616 / SEC#: 801-120913

RIA

Registered Investment Advisory firm - (4/23/2021 Approved)

Washington

Registered Investment Advisory firm - (5/30/2021 Terminated)

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Contact information

Main Address

2737 78th Avenue Se Suite 103, Mercer Island, WA 98040

Mailing Address

Phone number

(206) 232-4500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE PLANNER'S EDGE ADV 2A APR 2025 (4/14/2025)

Regulatory assets under management

Total Number of Accounts	694
AUM (Assets Under Management)	$ 186,684,510

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey D. Ross

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey David Ross's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES AMERICA, INC.

MEISENBACH INVESTMENT EQUITY CORPORATION

CETERA WEALTH SERVICES, LLC

MEISENBACH INVESTMENT EQUITY CORPORATION

PACIFIC WEST SECURITIES, INC.

Primary Firm SEC Registration

THE PLANNER'S EDGE LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/17/1985

Series 7

Date: 6/20/1981

Series 24

Date: 3/26/1985

Current Firm

THE PLANNER'S EDGE LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE PLANNER'S EDGE LLC

TRUST BUT VERIFY

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