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BT

Bryce Thweatt

CRD# 7357522·Registered 2021 - 2024
Previously Registered: Being a previously registered professional could mean that Bryce is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Bryce Thweatt was a registered financial advisor. Bryce was a previously registered financial professional and started their career in finance 2021 - 2024. Bryce had worked at 2 firms and has passed the Series 63, Series 6TO and SIE exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

5 years registered in the securities industry

Current & Past Employments

Past

INVESTMENT DISTRIBUTORS, INC.Past·CRD# 35490
BD
Birmingham, AL
October 24, 2022 - February 12, 2024
THE LEADERS GROUP, INC.Past·CRD# 37157
BD
Louisville, KY
June 2, 2021 - October 25, 2022

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Current Firm

ID
INVESTMENT DISTRIBUTORS, INC.

INVESTMENT DISTRIBUTORS, INC.

CRD#: 35490 / SEC#: 8-46802
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Contact Information

Main Address

2801 Highway 280 South, Birmingham, AL 35223

Mailing Address

2801 Highway 280 South, Birmingham, AL 35223

Phone Number

(205) 268-5202

Established

Tennessee since 08/30/1993

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
PROTECTIVE LIFE CORPORATIONPARENT COMPANY—
BAGGETT, ALAN SASSISTANT FINANCIAL OFFICER8088232
CARLSON, MARTHA LDESIGNATED RESPONSIBLE LICENSED PRODUCER2731502
COFFMAN, BENJAMIN PAULCHIEF FINANCIAL OFFICER6738662
COLLAZO, KIMBERLYASSISTANT SECRETARY8075061
CREUTZMANN, SCOTT EMILDIRECTOR5351383
LANE, JAMIE LAURADIRECTOR5779720
LEOPARD, RAMONA MARTINASSISTANT SECRETARY8312207
MCCRELESS, KEVIN LUCIUSCHIEF COMPLIANCE OFFICER5180100
MORSCH, LETITIA ADIRECTOR & ASSISTANT SECRETARY5133531
PEEVY, MELINDA LUCASSECRETARY8235249
TENNENT, RAYBURN EDWARDASSISTANT FINANCIAL OFFICER6245099
WAGNER, JAMES CARL JRPRESIDENT & DIRECTOR4261922

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2021About the Series 63 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 2021About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Mar 2021About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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