Edward B. Lyon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Bradley Lyon, who also goes by Brad Lyon, was a registered financial advisor .
Edward is a previously registered financial advisor and started their career in finance in 1980. Edward had worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 4, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2014 - September 19, 2014
IC ADVISORY SERVICES, INC.
July 9, 1991 - September 2, 2014
THE INVESTMENT CENTER, INC.
September 4, 1990 - June 14, 1991
WELLS FARGO CLEARING SERVICES, LLC
November 13, 1989 - September 4, 1990
LOVETT UNDERWOOD NEUHAUS & WEBB, INC.
June 13, 1989 - November 13, 1989
UNDERWOOD, NEUHAUS & CO., INCORPORATED
May 21, 1987 - June 19, 1989
PRINCIPAL FINANCIAL SECURITIES,INC.
August 5, 1983 - June 16, 1987
MAY & O'CONNOR CAPITAL INC
June 6, 1983 - August 1, 1983
PILOT FINANCIAL SERVICES, INC.
August 17, 1981 - May 12, 1983
FINANCIAL CLEARING & SERVICES CORPORATION
December 3, 1980 - August 5, 1983
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IC ADVISORY SERVICES, INC.
CRD#: 140190 / SEC#: 801-66512
Contact information
Regulatory assets under management
| Total Number of Accounts | 5,528 |
| AUM (Assets Under Management) | $ 2,056,415,877 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/02/2024 | ||
| 02/15/2024 | ||
| 01/10/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
