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EJ

Eric Paschal Johnson

CRD# 735664·Registered 1981 - 2019
Previously Registered: Being a previously registered professional could mean that Eric is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Eric Paschal Johnson was a registered financial advisor. Eric was a previously registered financial professional and started their career in finance 1981 - 2019. Eric had worked at 7 firms and has passed the Series 66, SIE, Series 3, Series 7, Series 6, Series 30 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

INVESCO ADVISERS, INC.·CRD# 105360
RIA
New York, NY
June 29, 2011 - February 22, 2019
INVESCO DISTRIBUTORS, INC.·CRD# 7369
BD
New York, NY
February 19, 2010 - February 22, 2019
BARCLAYS CAPITAL INC.·CRD# 19714
BD
New York, NY
September 22, 2008 - October 22, 2008
NEUBERGER BERMAN BD LLC·CRD# 2908
RIA
New York, NY
September 12, 2008 - February 11, 2010
NEUBERGER BERMAN BD LLC·CRD# 2908
BD
New York, NY
March 26, 2007 - February 11, 2010
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
November 4, 2005 - September 22, 2008
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
April 7, 2004 - October 25, 2005
TOWER SQUARE SECURITIES, INC.·CRD# 833
BD
August 12, 1981 - March 5, 1990

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Current Firm

IA
INVESCO ADVISERS, INC.

INVESCO ADVISERS, INC. | INVESCO, INC | INVESCO INSTITUTIONAL (N.A.), INC.

CRD#: 105360 / SEC#: 801-33949
RIA
Registered Investment Advisory firm - SEC (12/30/1988 Approved)

Contact Information

Main Address

1331 Spring Street Nw Suite 2500, Atlanta, GA 30309

Mailing Address

11 Greenway Plaza Suite 110, Houston, TX 77046

Phone Number

(404) 892-0896

# of Employees

2,804

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

INVESCO ADVISERS, INC. FIRM BROCHURE (6/11/2026)

Regulatory Assets Under Management

Total Number of Accounts

82,498

AUM (Assets Under Management)

$749,518,786,407

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
11/24/2025Cover PageReport
09/27/2024Cover PageReport
10/27/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
INVESCO ADVISERS, INC.

INVESCO ADVISERS, INC. | INVESCO, INC | INVESCO INSTITUTIONAL (N.A.), INC.

CRD#: 105360 / SEC#: 801-33949
RIA
Registered Investment Advisory firm - SEC (12/30/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2008About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Mar 2008About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Sep 2005About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1981About the Series 6 exam

Series 30 — NFA Branch Manager Examination

Passed Jan 2012About the Series 30 exam

Series 24 — General Securities Principal Examination

Passed Apr 2007About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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EJ
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