Daryl B. Shankland

SHANKLAND FINANCIAL ADVISORS

FLAT ROCK, NC

Some features on this profile are disabled

CRD#: 735632

Professional summary

Daryl Burnett Shankland, who also goes by Daryl Burnett Freiburg, Daryl Burnett Mann, is a registered financial advisor currently at SHANKLAND FINANCIAL ADVISORS, LLC located in Flat Rock, North Carolina.

Daryl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Daryl has worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daryl Burnett Freiburg | Daryl Burnett Mann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DARYL SHANKLAND, REP/AGENT, 10 HRS PER MONTH/10 DURING TRADING HRS, SALE OF LIFE INSURANCE AND ANNUITIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daryl Burnett Shankland's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 15, 2006 - Present

SHANKLAND FINANCIAL ADVISORS, LLC

RIA

CRD#: 139562

FLAT ROCK, NC

Past

April 22, 2003 - December 31, 2004

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

CINCINNATI, OH

Past

January 27, 2003 - February 11, 2008

BLACKBAY CAPITAL ADVISORS LLC

RIA

CRD#: 116888

PAYSON, IL

Past

December 28, 1997 - February 4, 2003

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

QUINCY, IL

Past

July 31, 1993 - February 4, 2003

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

April 11, 1988 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

February 5, 1986 - April 11, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

February 14, 1985 - February 13, 1986

LEHMAN BROTHERS INC.

CRD#: 7506

Past

June 23, 1981 - March 13, 1986

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SHANKLAND FINANCIAL ADVISORS, LLC

CRD#: 139562 / SEC#: 801-130545

RIA

Registered Investment Advisory firm - (4/1/2025 Approved)

California

Registered Investment Advisory firm - (9/21/2025 Terminated)

Florida

Registered Investment Advisory firm - (8/22/2025 Terminated)

Illinois

Registered Investment Advisory firm - (8/22/2025 Terminated)

Louisiana

Registered Investment Advisory firm - (8/22/2025 Terminated)

Missouri

Registered Investment Advisory firm - (8/22/2025 Terminated)

North Carolina

Registered Investment Advisory firm - (8/27/2025 Terminated)

South Carolina

Registered Investment Advisory firm - (8/22/2025 Terminated)

Texas

Registered Investment Advisory firm - (8/22/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/20/2023)

IAR

Florida
(8/21/2012)

IAR

Illinois
(3/3/2006)

IAR

Louisiana
(12/5/2022)

IAR

Missouri
(2/11/2008)

IAR

North Carolina
(1/16/2013)

IAR

South Carolina
(6/6/2022)

IAR

Texas
(10/2/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/17/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/14/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/20/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 8/14/1987

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

SHANKLAND FINANCIAL ADVISORS, LLC

CRD#: 139562 / SEC#: 801-130545

RIA

Registered Investment Advisory firm - (4/1/2025 Approved)

California

Registered Investment Advisory firm - (9/21/2025 Terminated)

Florida

Registered Investment Advisory firm - (8/22/2025 Terminated)

Illinois

Registered Investment Advisory firm - (8/22/2025 Terminated)

Louisiana

Registered Investment Advisory firm - (8/22/2025 Terminated)

Missouri

Registered Investment Advisory firm - (8/22/2025 Terminated)

North Carolina

Registered Investment Advisory firm - (8/27/2025 Terminated)

South Carolina

Registered Investment Advisory firm - (8/22/2025 Terminated)

Texas

Registered Investment Advisory firm - (8/22/2025 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Flat Rock, NC

Mailing Address

Phone number

(217) 494-0439

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A & 2B 08/2025 (8/22/2025)

Regulatory assets under management

Total Number of Accounts	553
AUM (Assets Under Management)	$ 97,686,160

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Daryl B. Shankland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daryl Burnett Shankland's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE O.N. EQUITY SALES COMPANY

BLACKBAY CAPITAL ADVISORS LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

LEHMAN BROTHERS INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

SHANKLAND FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/17/1995

Series 63

Date: 11/14/1981

Series 7

Date: 6/20/1981

Series 8

Date: 8/14/1987

Current Firm

SHANKLAND FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SHANKLAND FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors