Austin Perrone Mclaughlin
Professional Summary
Austin Perrone Mclaughlin is a registered financial advisor currently at RETIREMENT PLANNING SERVICES located in Knoxville, Tennessee. Austin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Austin has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
4 years in the financial services industry
Current & Past Employments
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Current Firm
HALL RETIREMENT PLANNING SERVICES, LLC | RETIREMENT PLANNING SERVICES, LLC | RETIREMENT PLANNING SERVICES
Contact Information
Main Address
4533 Papermill Dr Suite 101, Knoxville, TN 37909Phone Number
(865) 220-9311# of Employees
6SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
510AUM (Assets Under Management)
$245,979,415Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
HALL RETIREMENT PLANNING SERVICES, LLC | RETIREMENT PLANNING SERVICES, LLC | RETIREMENT PLANNING SERVICES
State Registrations and Notice Filings
(9/13/2022)
(9/12/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Austin Perrone Mclaughlin's CRS (Customer Relationship Summary).
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