John T. Connolly

CONNOLLY FINANCIAL GROUP

GRAND JUNCTION, CO 81506

Some features on this profile are disabled

CRD#: 735493

Professional summary

John Thomas Connolly, who also goes by Jack Connolly, is a registered financial advisor currently at CONNOLLY FINANCIAL GROUP located in Grand Junction, Colorado.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. John has worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jack Connolly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BOTH MY REGISTERED INVESTMENT ADVISOR (RIA) SERVICES AND MY FINANCIAL PLANNING ACTIVITIES ARE CONDUCTED UNDER THE NAMES JACK CONNOLLY AND CONNOLLY FINANCIAL GROUP. BOTH OF THESE ACTIVITIES ARE INVESTMENT RELATED. THE ADDRESS FOR ALL OF MY BUSINESS ACTIVITIES IS 607 28 1/4 ROAD, SUITE 201, GRAND JUNCTION, CO 81506. I AM THE OWNER OF THESE TWO ADDITIONAL BUSINESSES AND THE ONLY TITLE I USE IS CFP. THE BUSINESSES ARE RELATED, CONDUCTED AS ONE OVERALL BUSINESS AND I BEGAN THEM IN 1987. IN A 160 HOUR MONTH, I SPEND ABOUT 100 HOURS ON MY RIA ACTIVITIES AND 10 ON FINANCIAL PLANNING. DURING TRADING HOURS, I SPEND 75% OF MY TIME ON THESE TWO ACTIVITIES. MY RIA ACTIVITIES INVOLVE REVIEWING MARKET CONDITIONS AND INVESTMENT OPTIONS AND ADJUSTING CLIENT ACCOUNTS ACCORDINGLY. MY FINANCIAL PLANNING ACTIVITIES INCLUDE DOING INVESTMENT, RETIREMENT, AND ESTATE PLANNING AS WELL AS REVIEWING CASH FLOW, NET WORTH AND INSURANCE NEEDS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Thomas Connolly's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 1, 1999 - Present

CONNOLLY FINANCIAL GROUP

Office #1: 743 Horizon Ct #100d, Grand Junction, CO 81506

RIA

CRD#: 111325

GRAND JUNCTION, CO

Past

June 14, 2011 - April 13, 2012

COLORADO FINANCIAL SERVICE CORPORATION

CRD#: 104343

GRAND JUNCTION, CO

Past

March 9, 2000 - January 25, 2001

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

October 29, 1996 - June 13, 2011

MCL FINANCIAL GROUP, INC.

CRD#: 41180

GRAND JUNCTION, CO

Past

June 17, 1991 - October 29, 1996

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

June 17, 1991 - October 28, 1999

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

November 10, 1989 - June 24, 1991

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

January 12, 1989 - November 16, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

September 8, 1988 - December 17, 1988

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

November 10, 1982 - September 17, 1988

CONSOLIDATED INVESTMENT SERVICES, INC.

CRD#: 7929

LITTLETON, CO

Past

November 6, 1981 - October 20, 1982

AMERICAN FRONTEER FINANCIAL CORPORATION

CRD#: 1398

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/1/1999)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/5/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/18/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/11/1997

General Securities Principal Examination

Current Firm

CONNOLLY FINANCIAL GROUP

CONNOLLY FINANCIAL GROUP | THE CONNOLLY CORPORATION | JOHN THOMAS CONNOLLY DBA JACK CONNOLLY, CFP

CRD#: 111325 / SEC#:

Colorado

Registered Investment Advisory firm - (1/1/1999 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Grand Junction, CO

Mailing Address

Phone number

(970) 250-5400

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	29
AUM (Assets Under Management)	$ 17,100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Thomas Calkusic

IDS LIFE INSURANCE COMPANY

Kimberly Taylor

THE WEALTH CONSULTING GROUP

IAR

Albuquerque, NM

Benjamin Stroh

PFS INVESTMENTS INC.

IAR

Skaneateles, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John T. Connolly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Thomas Connolly's CRS (Customer Relationship Summary).

Certified licenses

Experience

COLORADO FINANCIAL SERVICE CORPORATION

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

MCL FINANCIAL GROUP, INC.

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CETERA ADVISORS LLC

INTEGRATED RESOURCES EQUITY CORPORATION

INTEGRATED RESOURCES EQUITY CORPORATION

CONSOLIDATED INVESTMENT SERVICES, INC.

AMERICAN FRONTEER FINANCIAL CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 2/5/1982

Series 7

Date: 7/18/1981

Series 24

Date: 6/11/1997

Current Firm

CONNOLLY FINANCIAL GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CONNOLLY FINANCIAL GROUP

TRUST BUT VERIFY

Similar Advisors