Dennis E. Kagel

AE WEALTH MANAGEMENT

Normal, IL 61761

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CRD#: 735448

Professional summary

Dennis Eugene Kagel is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Normal, Illinois.

Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Dennis has worked at 9 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DENNIS KAGEL FINANCIAL SERVICES; YES INVESTMENT RELATED; 321 SUSAN DR, STE A, NORMAL, IL 61761; INSURANCE SALES; PRESIDENT/OWNER/REPRESENTATIVE; START DATE: 06/1976; APPROX 160 HOURS A MONTH;APPROX. 160 HOURS DURING TRADING; INSURANCE SALES AND SERVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Eugene Kagel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 20, 2023 - Present

AE WEALTH MANAGEMENT, LLC

Office #1: 321 Susan Dr Ste A, Normal, IL 61761

RIA

CRD#: 282580

Normal, IL

Past

November 14, 2016 - February 7, 2018

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

Normal, IL

Past

June 3, 2011 - March 6, 2014

REDHAWK WEALTH ADVISORS, INC.

RIA

CRD#: 146616

NORMAL, IL

Past

April 20, 2011 - May 19, 2011

CETERA WEALTH SERVICES, LLC

CRD#: 13572

NORMAL, IL

Past

April 14, 2011 - May 19, 2011

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

NORMAL, IL

Past

September 28, 2010 - August 1, 2011

MONEY DR.LLC

RIA

CRD#: 154534

NORMAL, IL

Past

January 3, 2005 - July 15, 2010

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

NORMAL, IL

Past

August 31, 2004 - July 15, 2010

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

NORMAL, IL

Past

August 6, 2004 - September 1, 2004

EAGLE ONE INVESTMENTS, LLC

RIA

CRD#: 45254

NORMAL, IL

Past

August 5, 2004 - September 1, 2004

EAGLE ONE INVESTMENTS, LLC

CRD#: 45254

WASHINGTON, IA

Past

October 1, 2002 - June 22, 2004

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

PHOENIX, AZ

Past

March 4, 2002 - June 22, 2004

AMERICAN GENERAL SECURITIES INCORPORATED

RIA

CRD#: 13626

NORMAL, IL

Past

August 5, 1981 - October 1, 2002

AMERICAN GENERAL EQUITY SERVICES CORPORATION

CRD#: 5435

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(1/20/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/22/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/26/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 8/3/1981

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 7/28/2000

Investment Company Products/Variable Contracts Principal Examination

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	111,059
AUM (Assets Under Management)	$ 37,525,706,084

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Dennis E. Kagel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Eugene Kagel's CRS (Customer Relationship Summary).

Certified licenses

Experience

HORTER INVESTMENT MANAGEMENT, LLC

REDHAWK WEALTH ADVISORS, INC.

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

MONEY DR.LLC

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

EAGLE ONE INVESTMENTS, LLC

EAGLE ONE INVESTMENTS, LLC

AMERICAN GENERAL SECURITIES INCORPORATED

AMERICAN GENERAL SECURITIES INCORPORATED

AMERICAN GENERAL EQUITY SERVICES CORPORATION

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/22/2002

Series 63

Date: 4/26/1991

Series 6

Date: 8/3/1981

Series 26

Date: 7/28/2000

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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