ID
Isaac De La Pena Ambite
RAPID SCALE LLC
Las Vegas, NV
Some features on this profile are disabled
CRD#: 7354188
ID
Professional summary
Isaac De La Pena Ambite, who also goes by Isaac De La Pena Ambite, Isaac De La Pena, is a registered financial advisor currently at RAPID SCALE LLC located in Las Vegas, Nevada.
Isaac is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Isaac has worked at 1 firm and has passed the Series 65 and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Isaac De La Pena Ambite | Isaac De La Pena
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ALGONAUT LLC: not investment related; 848 North Rainbow Boulevard #8008, Las Vegas, NV 89107; - It is a technology development business (IT), developing custom software for clients (AI, big data, etc) ;- I am the sole proprietor of the business; founded in March 2020; devote about 8 hours per week to this business, most during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Isaac De La Pena Ambite's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 20, 2024 - Present
RAPID SCALE LLC
RIA
CRD#: 318269
Las Vegas, NV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RS
RAPID SCALE LLC
RAPID SCALE LLC
CRD#: 318269 / SEC#: 801-128365
RIA
Registered Investment Advisory firm - (11/30/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nevada(5/20/2024)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
RS
RAPID SCALE LLC
RAPID SCALE LLC
CRD#: 318269 / SEC#: 801-128365
RIA
Registered Investment Advisory firm - (11/30/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Las Vegas, NV
Mailing Address
848 N. Rainbow Boulevard Suite 8008, Las Vegas, NV 89107
Phone number
(650) 918-7684
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 15,000,000 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Nevada | ERA - Withdrawn | 6/19/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
