Nicholas A. Williams
Professional summary
Nicholas A Williams is a registered financial professional currently at BRENTWOOD CAPITAL ADVISORS LLC located in Nashville, Tennessee.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2022. Nicholas has worked at 2 firms and has passed the Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas A Williams's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 2, 2026 - Present
BRENTWOOD CAPITAL ADVISORS LLC
Office #1: 1600 West End Avenue Suite 1550, Nashville, TN 37203August 12, 2022 - March 11, 2026
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 8/11/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BRENTWOOD CAPITAL ADVISORS LLC
CRD#: 118712 / SEC#: , 8-53681
Contact information
FINRA licenses (1 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WYLLY, THOMAS COOK II | SENIOR PARTNER/MANAGING PARTNER/MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 1025314 |
| GALYON, LUTHER ANDERSON IV | MANAGING DIRECTOR/PARTNER | 3081252 |
| CLONCS, BRYAN JAMES | MEMBER | 5351717 |
| LINDSEY, EVAN BURK | MEMBER | 3076356 |
| MEADORS, MARVIN PORTER IV | MEMBER | 6247180 |
| ORY, MICHAEL HENRY | MEMBER | 2870690 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
