Alexis L. Farabaugh
Professional summary
Alexis Lee Farabaugh, who also goes by Alexis Lee Keeler, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Mount Laurel, New Jersey and FIRST COMMAND BROKERAGE SERVICES, INC. located in Mount Laurel, New Jersey.
Alexis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Alexis has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6TO exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alexis Lee Farabaugh's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 23, 2025 - Present
FIRST COMMAND ADVISORY SERVICES
October 17, 2024 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 100 Century Pkwy Suite 130, Mount Laurel, NJ 08054Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/6/2025)
(11/6/2025)
(11/6/2025)
(12/3/2025)
(11/6/2025)
Exams
Series 6TO
Date: 10/10/2024
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 113,591 |
| AUM (Assets Under Management) | $ 24,429,418,155 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
