Donald M. Leonard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Marron Leonard was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1979. Donald had worked at 9 firms and has passed the Series 63, Series 7, Series 000 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 1996 - August 31, 2007
LEONARD & COMPANY
September 20, 1994 - March 1, 1996
SAPERSTON FINANCIAL INC.
March 16, 1993 - September 29, 1994
G.R. STUART & COMPANY, INC.
March 4, 1991 - March 16, 1993
FINANCIAL SECURITIES NETWORK,INC.
February 9, 1990 - March 7, 1991
THE INVESTMENT CENTER, INC.
November 7, 1984 - January 24, 1990
ASHTON YOUNG, INC.
September 28, 1982 - August 30, 1984
KIDDER, PEABODY & CO. INCORPORATED
September 24, 1981 - October 12, 1982
A. G. EDWARDS & SONS, INC.
July 23, 1979 - September 3, 1981
SMITH, HAGUE & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 000
Date: 4/11/1968
General Securities Principal ExaminationCurrent Firm
LEONARD & COMPANY
CRD#: 36527 / SEC#: 801-60035, 8-47298
Contact information
Disclosures
| Regulatory Event | 13 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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