EG
Emily K. Germond
ALPINA CAPITAL
DENVER, CO 80206
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CRD#: 7352972
EG
Professional summary
Emily Karol Germond is a registered financial professional currently at ALPINA CAPITAL, LLC located in Denver, Colorado.
Emily is registered as a RR (Registered Representative) and started their career in finance in 2025. Emily has worked at 1 firm and has passed the Series 99TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Emily Karol Germond's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 23, 2025 - Present
ALPINA CAPITAL, LLC
Office #1: 55 Madison Street Suite 525, Denver, CO 80206BD
CRD#: 145794
DENVER, CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(4/23/2025)
Exams
General Industry/Product Exam
RR
Series 99TO
Date: 4/23/2025
Operations Professional ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AC
ALPINA CAPITAL, LLC
ALPINA CAPITAL, LLC
CRD#: 145794 / SEC#: , 8-67753
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
55 Madison Street Suite 525, Denver, CO 80206
Mailing Address
55 Madison Street Suite 525, Denver, CO 80206
Phone number
(205) 910-1552
Established
Colorado since 01/03/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (27 States and Territories)
Documents
Red Flags
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