Erik Baskin

BASKIN FINANCIAL PLANNING

Sugarcreek Township, OH

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CRD#: 7352859

Professional summary

Erik Baskin, CFP® is a registered financial advisor currently at BASKIN FINANCIAL PLANNING located in Sugarcreek Township, Ohio.

Erik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Erik has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Baskin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2023

Experience

Current

April 15, 2021 - Present

BASKIN FINANCIAL PLANNING

RIA

CRD#: 313393

Sugarcreek Township, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(11/14/2023)

IAR

Texas
(7/13/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/22/2019

Uniform Investment Adviser Law Examination

Current Firm

BASKIN FINANCIAL PLANNING

BASKIN FINANCIAL PLANNING | BASKIN FINANCIAL PLANNING LLC

CRD#: 313393 / SEC#:

Colorado

Registered Investment Advisory firm - (11/14/2023 Approved)

Ohio

Registered Investment Advisory firm - (7/21/2025 Terminated)

Texas

Registered Investment Advisory firm - (7/13/2021 Conditional Restricted)

Wyoming

Registered Investment Advisory firm - (3/16/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Colorado Springs, CO

Mailing Address

Phone number

(719) 203-1462

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	320
AUM (Assets Under Management)	$ 29,306,288

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Erik Baskin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Baskin's CRS (Customer Relationship Summary).

Certified licenses

Experience

BASKIN FINANCIAL PLANNING

State Registrations and Notice Filings

Exams

Series 65

Date: 6/22/2019

Current Firm

BASKIN FINANCIAL PLANNING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BASKIN FINANCIAL PLANNING

TRUST BUT VERIFY

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