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AR

Andres Riera

DELOITTE CORPORATE FINANCE
Chicago, IL 60606-4301
Some features on this profile are disabled
CRD#: 7352616
AR

Professional summary

Andres Riera, who also goes by Andres Eduardo Riera, is a registered financial professional currently at DELOITTE CORPORATE FINANCE LLC located in Chicago, Illinois.

Andres is registered as a RR (Registered Representative) and started their career in finance in 2021. Andres has worked at 4 firms and has passed the Series 65, Series 7TO, SIE and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Andres Eduardo Riera

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andres Riera's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 13, 2026 - Present

DELOITTE CORPORATE FINANCE LLC

Office #1: 111 S. Wacker Drive, Chicago, IL 60606-4301
BD
CRD#: 111747
Chicago, IL
Past

May 8, 2025 - April 14, 2026

VELOX CLEARING LLC

BD
CRD#: 290215
MIAMI, FL
Past

January 29, 2024 - May 12, 2025

KINGSWOOD CAPITAL PARTNERS, LLC

BD
CRD#: 288898
Miami, FL
Past

November 10, 2021 - February 14, 2023

INSIGNEO ADVISORY SERVICES, LLC

RIA
CRD#: 282589
MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 11/23/2020
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/29/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/2/2020
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/14/2025
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

DC
DELOITTE CORPORATE FINANCE LLC
DELOITTE & TOUCHE CORPORATE FINANCE LLC | DELOITTE CORPORATE FINANCE LLC

CRD#: 111747 / SEC#: , 8-53196

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
111 S. Wacker Drive, Chicago, IL 60606-4301
Mailing Address
111 S. Wacker Drive, Chicago, IL 60606-4301
Phone number
(213) 688-6560
Established
Delaware since 01/02/2001
Firm type
Limited Liability Company
Fiscal year end
May
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
DELOITTE CORPORATE FINANCE HOLDING LLCPARENT (SOLE MEMBER OF LLC)
FLANIGAN, KEVAN KARLCHIEF COMPLIANCE OFFICER4374936
FRAME, WILLIAM HAMILTON PURVISCHIEF EXECUTIVE OFFICER4377290
RYAN, PATRICK JOSEPHCHIEF FINANCIAL OFFICER / FINOP4701737

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DELOITTE CORPORATE FINANCE LLC

CRD#: 111747Chicago, IL 60606-4301

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