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AR

Andres E. Riera

VELOX CLEARING LLC
Miami, FL 33131
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CRD#: 7352616
AR

Professional summary


Andres Eduardo Riera, who also goes by Andres Eduardo Riera, is a registered financial professional currently at VELOX CLEARING LLC located in Miami, Florida.

Andres is registered as a RR (Registered Representative) and started their career in finance in 2021. Andres has worked at 3 firms and has passed the Series 65, Series 7TO, SIE and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Andres Eduardo Riera

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Insigneo Advisory Services. Investment related. Employee/administrative capacity only. Support business in an administrative function since August 2021.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Andres Eduardo Riera's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 8, 2025 - Present

VELOX CLEARING LLC

Office #1: 600 Brickell Avenue Suite 2800, Miami, FL 33131
BD
CRD#: 290215
Miami, FL
Past

January 29, 2024 - May 12, 2025

KINGSWOOD CAPITAL PARTNERS, LLC

BD
CRD#: 288898
Miami, FL
Past

November 10, 2021 - February 14, 2023

INSIGNEO ADVISORY SERVICES, LLC

RIA
CRD#: 282589
MIAMI, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(5/8/2025)

Exams


State Security Law Exam
IAR
Series 65
Date: 11/23/2020
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/29/2024
General Securities Representative Examination
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm


VC
VELOX CLEARING LLC
VELOX CLEARING LLC

CRD#: 290215 / SEC#: , 8-70017

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
600 Brickell Avenue Suite 2800, Miami, FL 33131
Mailing Address
600 Brickell Avenue Suite 2800, Miami, FL 33131
Phone number
(866) 808-3569
Established
Nevada since 08/09/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
VELOX HOLDINGS INCHOLDING COMPANY
COOK, CHRISTOPHER JOSEPHCEO/CCO2800929
DU, MINGZHECOO/POO7353052
MARTIN, JOSEPH J IIICFO/PFO7304542
TANG, ZHENXINGCRO5272681

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VELOX CLEARING LLC

CRD#: 290215Miami, FL 33131

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