ES
Emily P. Schultz
WEST INVEST
BELLINGHAM, WA 98225
Some features on this profile are disabled
CRD#: 7352564
ES
Professional summary
Emily Paige West Schultz, who also goes by Emily Paige Schultz, Emily Paige West, Emily P West, is a registered financial advisor currently at WEST INVEST located in Bellingham, Washington and LPL FINANCIAL LLC located in Bellingham, Washington.
Emily is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Emily has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Emily Paige Schultz | Emily Paige West | Emily P West
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1- 03/2021 / Westinvestwealth / DBA for LPL Business (entity for LPL business) / Investment Related / BELLINGHAM, WA 2- 03/2021 / West Invest / DBA for LPL Business (entity for LPL business) / Investment Related / BELLINGHAM, WA 3- 4/12/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Other - Notary - Notary - Start Date - 12/04/2022 - 0 Hours Per Month/0 Hours During Securities Trading - Notary Public 4- 11/30/2023 - Northwest Wealth Advisors, LLC - Registered Investment Advisor Hybrid - Admin - Investment Related - At Reported Business Location(s) - Start Date 10/16/2023 - 40 Hours Per Month/ 8 Hours During Trading - I provide administrative support to Northwest Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in 10/2023. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm�s Form ADV for more information about its address, the nature of its business, its owners, and its services at�http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5- 12/06/2023 - West Invest, LLC - Registered Investment Advisor DBA - Admin - Investment Related - At Reported Business Location(s) - Start Date 09/01/2023 - 40 Hours Per Month/ During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Emily Paige West Schultz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 31, 2024 - Present
WEST INVEST
Office #1: 1801 F Street, Bellingham, WA 98225RIA
CRD#: 327641
BELLINGHAM, WA
Current
January 1, 2023 - Present
LPL FINANCIAL LLC
Office #1: 1801 F St, Bellingham, WA 98225RIA
BD
CRD#: 6413
BELLINGHAM, WA
Past
February 25, 2023 - November 9, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WI
WEST INVEST
NORTHWEST WEALTH ADVISORS | WEST INVEST | NORTHWEST WEALTH ADVISORS, LLC
CRD#: 327641 / SEC#: 801-128653
RIA
Registered Investment Advisory firm - (8/31/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Washington(2/25/2023)
IAR
Washington(1/31/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/30/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WI
WEST INVEST
NORTHWEST WEALTH ADVISORS | WEST INVEST | NORTHWEST WEALTH ADVISORS, LLC
CRD#: 327641 / SEC#: 801-128653
RIA
Registered Investment Advisory firm - (8/31/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1801 F Street, Bellingham, WA 98225
Mailing Address
Phone number
(360) 738-6019
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,184 |
| AUM (Assets Under Management) | $ 193,599,500 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
