Dorris G. Jones

BFC PLANNING

CEDAR RAPIDS, IA 52402

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CRD#: 735200

Professional summary

Dorris Glenn Jones is a registered financial advisor currently at BFC PLANNING, INC. located in Cedar Rapids, Iowa and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. located in Brentwood, Tennessee.

Dorris is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Dorris has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 31, Series 7, Series 6, Series 30 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Agent: NetStreet Brokerage, 95 Whitebridge Rd, Suite 300, Nashville, TN 37205, Non-variable insurance sales (fixed life, fixed annuities, health, property/casualty). Not-Investment related. Board Member: CCYC Cottage Owners' Committee. Not Investment Related. Owner: Collection Connection - sporting goods store. Not Investment Related. Owner: Family farm - proceeds from sale of portions of farm for subdivision. Not Investment Related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dorris Glenn Jones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 5, 2025 - Present

BFC PLANNING, INC.

Office #1: 4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402

RIA

CRD#: 119682

CEDAR RAPIDS, IA

Current

December 5, 2025 - Present

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

Office #1: 215 Centerview Drive Suite 260, Brentwood, TN 37027Office #2: 95 White Bridge Road Suite 300, Nashville, TN 37205

RIA

CRD#: 13609

Brentwood, TN

Past

July 1, 2016 - December 5, 2025

MOLONEY SECURITIES ASSET MANAGEMENT LLC

RIA

CRD#: 282448

Brentwood, TN

Past

July 1, 2016 - December 5, 2025

MOLONEY SECURITIES CO., INC.

CRD#: 38535

Brentwood, TN

Past

May 12, 2004 - July 27, 2016

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

BRENTWOOD, TN

Past

March 6, 2002 - July 27, 2016

ONEAMERICA SECURITIES, INC.

CRD#: 4173

BRENTWOOD, TN

Past

August 24, 1999 - March 7, 2002

THE ADVISORS GROUP, INC.

CRD#: 14035

BETHESDA, MD

Past

August 24, 1988 - August 23, 1999

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

May 22, 1985 - August 31, 1988

FSC SECURITIES CORPORATION

CRD#: 7461

Past

July 22, 1982 - May 29, 1985

JACQUES-MILLER INVESTMENT COMPANY

CRD#: 6652

Past

August 3, 1981 - August 10, 1982

EQUITY SERVICES, INC.

CRD#: 265

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BFC PLANNING, INC.

1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC

CRD#: 119682 / SEC#: 801-67427

RIA

Registered Investment Advisory firm - (1/3/2007 Approved)

Iowa

Registered Investment Advisory firm - (3/5/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(12/5/2025)

Delaware
(12/5/2025)

Georgia
(12/5/2025)

Idaho
(12/5/2025)

Indiana
(12/5/2025)

Kentucky
(12/5/2025)

Maryland
(12/5/2025)

Nebraska
(12/5/2025)

North Carolina
(12/5/2025)

Ohio
(12/5/2025)

Pennsylvania
(12/5/2025)

South Carolina
(12/5/2025)

Tennessee
(12/5/2025)

IAR

Tennessee
(12/5/2025)

Texas
(12/5/2025)

Virginia
(12/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/24/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/10/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 4/7/2016

National Commodity Futures Examination

General Industry/Product Exam

Series 31

Date: 5/14/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/17/1982

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/30/1981

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 30

Date: 5/5/2016

NFA Branch Manager Examination

Principal/Supervisory Exam

Series 24

Date: 8/13/1999

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BFC PLANNING, INC.

CRD#: 119682 / SEC#: 801-67427

RIA

Registered Investment Advisory firm - (1/3/2007 Approved)

Iowa

Registered Investment Advisory firm - (3/5/2007 Terminated)

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Contact information

Main Address

4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402

Mailing Address

Phone number

(319) 447-5700

Established

Firm type

Fiscal year end

# of Employees

200

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BFC PLANNING ADV PART 2 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	8,756
AUM (Assets Under Management)	$ 2,026,848,859

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Dorris G. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dorris Glenn Jones's CRS (Customer Relationship Summary).

Certified licenses

Experience

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

MOLONEY SECURITIES ASSET MANAGEMENT LLC

MOLONEY SECURITIES CO., INC.

ONEAMERICA SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

THE ADVISORS GROUP, INC.

HORNOR, TOWNSEND & KENT, LLC

FSC SECURITIES CORPORATION

JACQUES-MILLER INVESTMENT COMPANY

EQUITY SERVICES, INC.

Primary Firm SEC Registration

BFC PLANNING, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/24/2000

Series 63

Date: 8/10/1981

SIE

Date: 10/1/2018

Series 3

Date: 4/7/2016

Series 31

Date: 5/14/2004

Series 7

Date: 7/17/1982

Series 6

Date: 7/30/1981

Series 30

Date: 5/5/2016

Series 24

Date: 8/13/1999

FINRA

Current Firm

BFC PLANNING, INC.

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BFC PLANNING, INC.

TRUST BUT VERIFY

Contact information

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