Steven A. Kirschbaum
Professional summary
Steven Albert Kirschbaum was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Steven is a previously registered financial professional and started their career in finance in 1981. Prior to being barred, Steven had worked at 10 firms, which includes PREFERRED SECURITIES GROUP INC., CONCOURSE FINANCIAL GROUP SECURITIES INC., GLENFED BROKERAGE SERVICES, MARCUS STOWELL & BEYE INC., MARCUS STOWELL & BEYE GOVERNMENT SECURITIES INC., LEHMAN BROTHERS INC., E. F. HUTTON & COMPANY INC, PRUDENTIAL EQUITY GROUP LLC, ARCH W. ROBERTS & CO., DONALD SHELDON & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 1995 - October 12, 1998
PREFERRED SECURITIES GROUP, INC.
September 19, 1994 - October 27, 1995
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
July 16, 1993 - August 27, 1994
GLENFED BROKERAGE SERVICES
January 4, 1993 - February 4, 1993
MARCUS, STOWELL & BEYE, INC.
January 4, 1993 - February 4, 1993
MARCUS, STOWELL & BEYE GOVERNMENT SECURITIES, INC.
February 15, 1988 - May 1, 1991
LEHMAN BROTHERS INC.
February 3, 1986 - February 15, 1988
E. F. HUTTON & COMPANY INC
December 28, 1983 - March 10, 1986
PRUDENTIAL EQUITY GROUP, LLC
June 14, 1983 - January 6, 1984
ARCH W. ROBERTS & CO.
June 22, 1981 - July 27, 1982
DONALD SHELDON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PREFERRED SECURITIES GROUP, INC.
CRD#: 35704 / SEC#: , 8-46946
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STOCNET CORPORATION | SHAREHOLDER | |
| GENNA, JOHN VINCENT JR | SHAREHOLDER | 2765236 |
| VARANO, NICHOLAS | SHAREHOLDER | 4246252 |
| BADGER, BERKLEY CREIGHTON | MUNI PRINCIPAL | 713972 |
| HOHMAN, MICHAEL JAMES | FIN/OP | 3031942 |
| LESSINGER, VICTOR ALAN | PRESIDENT, CHIEF COMPLIANCE OFFICER | 830821 |
| MCLEOD, GREGORY MALCOLM | SENIOR OPTION PRINCIPAL | 2741097 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 5 |
Red Flags
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