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Robert Bruce Orkin

CRD# 735184·Registered 1981 - 1988
Barred: Robert Bruce Orkin was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Robert Bruce Orkin was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1981 - 1988. Robert had worked at 8 firms and has passed the Series 63, Series 7, Series 53, Series 27, Series 24 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

R.B. WEBSTER INVESTMENTS, INC.·CRD# 19273
BD
March 14, 1988 - March 14, 1988
TRI-BRADLEY INVESTMENTS·CRD# 14208
BD
December 20, 1985 - March 31, 1988
TRI-SECURITIES, INC.·CRD# 15292
BD
August 8, 1985 - December 26, 1985
STONERIDGE SECURITIES, INC.·CRD# 13855
BD
July 9, 1985 - July 22, 1985
CITIWIDE SECURITIES CORP.·CRD# 10707
BD
June 25, 1984 - June 12, 1985
GREENTREE SECURITIES CORP.·CRD# 7372
BD
January 19, 1984 - August 14, 1984
VANTAGE SECURITIES OF COLORADO, INC.·CRD# 8622
BD
September 26, 1983 - January 26, 1984
BLINDER, ROBINSON & CO., INC.·CRD# 5096
BD
July 19, 1982 - October 4, 1983
BLINDER, ROBINSON & CO., INC.·CRD# 5096
BD
July 20, 1981 - July 7, 1982

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Current Firm

RW
R.B. WEBSTER INVESTMENTS, INC.

R.B. MASTERS INVESTMENTS, INC. | R.B. WEBSTER INVESTMENTS, INC.

CRD#: 19273 / SEC#: 8-36953
BD
Terminated by SEC on 01/28/1994

Contact Information

Established

Florida since 11/12/1986

Firm Type

Corporation

Fiscal Year End

September

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1982About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1981About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Dec 1985About the Series 53 exam

Series 27 — Financial and Operations Principal Examination

Passed Nov 1984About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Jun 1984About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Dec 1983About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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