Zachary K. Smith
Professional summary
Zachary Kenneth Smith, who also goes by Zach Smith, Zachary Smith, is a registered financial advisor currently at KROON & MITCHELL ASSET MANAGEMENT LLC located in Grand Rapids, Michigan.
Zachary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Zachary has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Zachary Kenneth Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 5, 2025 - Present
KROON & MITCHELL ASSET MANAGEMENT LLC
Office #1: 29 Pearl Street Nw Ste 400, Grand Rapids, MI 49503October 23, 2023 - November 2, 2024
J.P. MORGAN SECURITIES LLC
Primary Firm SEC Registration
KROON & MITCHELL ASSET MANAGEMENT LLC
CRD#: 168120 / SEC#: 801-125974
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/5/2025)
Exams
Series 6TO
Date: 10/23/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
KROON & MITCHELL ASSET MANAGEMENT LLC
CRD#: 168120 / SEC#: 801-125974
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 753 |
| AUM (Assets Under Management) | $ 192,662,915 |
Red Flags
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Company Information
KROON & MITCHELL ASSET MANAGEMENT LLC
CRD#: 168120Grand Rapids, MI 49503TRUST BUT VERIFY
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