Cosimo Tacopino
Professional summary
Cosimo Tacopino was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Cosimo is a previously registered financial professional and started their career in finance in 1981. Prior to being barred, Cosimo had worked at 5 firms, which includes DONALD & CO. SECURITIES INC., S. D. COHN & CO. INC., V P SECURITIES INC., BUNKER SECURITIES CORP., DENTON & COMPANY INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 1991 - March 1, 2000
DONALD & CO. SECURITIES INC.
January 17, 1991 - August 29, 1991
S. D. COHN & CO., INC.
April 3, 1987 - February 11, 1991
V P SECURITIES, INC.
November 13, 1986 - March 14, 1987
BUNKER SECURITIES CORP.
April 16, 1985 - October 27, 1987
DENTON & COMPANY, INCORPORATED
July 20, 1981 - April 8, 1985
DONALD & CO. SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/28/2000
Limited Representative-Equity Trader ExamCurrent Firm
DONALD & CO. SECURITIES INC.
CRD#: 7776 / SEC#: , 8-20952
Contact information
Documents
Disclosures
| Regulatory Event | 21 |
| Civil Event | 2 |
| Arbitration | 12 |
Red Flags
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