NS
Nichole E. Shadow
QUINCY WELLS ADVISORS
Vernon, AL
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CRD#: 7351072
NS
Nichole Elizabeth ShadowQUINCY WELLS ADVISORS
Professional summary
Nichole Elizabeth Shadow is a registered financial advisor currently at QUINCY WELLS ADVISORS, LLC located in Vernon, Alabama and QUINCY WELLS CAPITAL, LLC located in Chicago, Illinois.
Nichole is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Nichole has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Nichole Shadow is the co-owner of 828 Apparel, LLC a clothing store. The address of 828 Apparel, LLC is 129 S. Grand Ave. Eldon, MO 65026. The start date is Sept 3, 2024. Her duties will be day to day operations, and she plans to spend 0 hours per month during normal trading hours and less than 20 hour per month outside of normal trading hours. This is investment not related. Nichole Shadow is an operations and insurance specialist at Vieth Wealth Advisors. The address of Vieth Wealth Advisors is Eldon MO, 65026. The start date is April 1, 2021. Her duties will be to Offer investment products to prospects and current clients, assist in account opening and maintenance, and she plans to spend 84 hours per month during normal trading hours 10 hours per month outside of normal trading hours. This is not investment related. Nichole Shadow will be an Independent Agent at Prudential Life Insurance. The address of Prudential Life Insurance is 751 Broad St, Newark, NJ. The start date is March 1, 2022. Her duties will be Life Insurance Sales, and she plans to spend 0 hours per month during normal trading hours and 0 hours per month outside of normal trading hours. This is not investment related. Nichole Shadow will be an Independent Agent at Anthem, a Health Insurance company. The address of Anthem is 220 Virginia Avenue, Indianapolis, IN. The start date is March 1, 2022. Her duties will be Medicare Advantage Sales, and she plans to spend 0 hours per month during normal trading hours and 0 hours per month outside of normal trading hours. This is not investment related. Nichole Shadow will be the Treasurer/Secretary at Fayette Kiwanis Club, a charitable organization. The address of Fayette Kiwanis Club is 224 Second Ave NW, Fayette, AL 35555. The start date is Oct 2, 2025. Her duties will be to deposit donations & dues, reconcile accounts, take meeting minutes. and she plans to spend 2 hours per month during normal trading hours and 2 hour per month outside of normal trading hours. This is not investment related. Nichole Shadow will be a Financial Reporter at Alabama News Wire. The address of Alabama News Wire is 202 2nd Avenue SE Fayette, AL 35555. The start date is Jan 13, 2026. Her duties will be Weekly financial report, and she plans to spend 4 hours per month during normal trading hours and 4 hours per month outside of normal trading hours. This is not investment related. Nicole Shadow will be a Children's Minister at Fayette Church of God. The address is 611 Temple Ave S, Fayette, AL 35555. The start date is 5/7/2026. No time will be spent on this activity during trading hours and only a cumulative of 8 hours total.
CRS (Client Relationship Summary) - RIA
Click below to view Nichole Elizabeth Shadow's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 26, 2025 - Present
QUINCY WELLS ADVISORS, LLC
RIA
CRD#: 307477
Vernon, AL
Current
March 26, 2026 - Present
QUINCY WELLS CAPITAL, LLC
Office #1: 145 South Wells Ste 1301, Chicago, IL 60606BD
CRD#: 334163
CHICAGO, IL
Past
February 22, 2025 - May 4, 2026
GREAT POINT CAPITAL LLC
BD
CRD#: 114203
Fayette, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
QW
QUINCY WELLS ADVISORS, LLC
GREAT POINT ADVISORS, LLC | QUINCY WELLS ADVISORS, LLC
CRD#: 307477 / SEC#: 801-118231
RIA
Registered Investment Advisory firm - (3/16/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(8/26/2025)
RR
Alabama(5/5/2026)
IAR
Missouri(9/11/2025)
RR
Missouri(3/26/2026)
RR
Virginia(7/6/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/21/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
QW
QUINCY WELLS ADVISORS, LLC
GREAT POINT ADVISORS, LLC | QUINCY WELLS ADVISORS, LLC
CRD#: 307477 / SEC#: 801-118231
RIA
Registered Investment Advisory firm - (3/16/2020 Approved)Loading...
Contact information
Main Address
145 South Wells, Ste 1301, Chicago, IL 60606
Mailing Address
9000 Keystone Crossing 7th Floor, Indianapoli, IN 46240
Phone number
(312) 356-4875
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 149 |
| AUM (Assets Under Management) | $ 45,094,304 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
