Marshall Garrett
CFP®Professional Summary
Marshall Garrett, CFP®, who also goes by Marshall A Garrett, is a registered financial advisor currently at ZIMMERMAN WEALTH MANAGEMENT, LLC located in Evanston, Illinois. Marshall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Marshall has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Employee and Employer Plan Benefits
- Business Succession Planning
- Investment Planning
- Comprehensive Financial Planning
- Long-term Care
- Insurance Planning
- Estate Planning
- Education Planning
- Small Business Planning
- Tax Planning
- Retirement Planning
- Elder Care
- Debt Management
- Budgeting
- Retirement Income Management
- Socially Responsible Investing
- Divorce Planning
- Inheritance
- Social Security Planning
- Life Transitions
- Health Care
Other Aliases
Marshall A Garrett
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
7 years in the financial services industry
Current & Past Employments
Current
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Current Firm
HEFTER WEALTH MANAGEMENT, LLC | ZIMMERMAN WEALTH MANAGEMENT, LLC
Contact Information
Main Address
500 Davis Street Suite 1005, Evanston, IL 60201Phone Number
(847) 556-3200# of Employees
7SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
225AUM (Assets Under Management)
$472,435,223Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
HEFTER WEALTH MANAGEMENT, LLC | ZIMMERMAN WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(3/12/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Marshall Garrett's CRS (Customer Relationship Summary).
Services Offered by Marshall
- Employee and Employer Plan Benefits
- Business Succession Planning
- Investment Planning
- Comprehensive Financial Planning
- Long-term Care
- Insurance Planning
- Estate Planning
- Education Planning
- Small Business Planning
- Tax Planning
- Retirement Planning
- Elder Care
- Debt Management
- Budgeting
- Retirement Income Management
- Socially Responsible Investing
- Divorce Planning
- Inheritance
- Social Security Planning
- Life Transitions
- Health Care
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