Samuel J. Cartwright
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel Jose Cartwright, who also goes by Sam Cartwright, was a registered financial professional .
Samuel is a previously registered financial professional and started their career in finance in 2021. Samuel had worked at 3 firms and has passed the Series 66, Series 7TO, Series 3, SIE, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2024 - April 5, 2024
ENTORO ADVISORS
April 14, 2022 - December 18, 2023
ENTORO INVESTMENTS, LLC
September 16, 2021 - April 5, 2024
ENTORO SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 9/16/2021
General Securities Representative ExaminationCurrent Firm
ENTORO ADVISORS
CRD#: 323700 / SEC#:
Contact information
Red Flags
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