Christopher M. Dobson
Professional summary
Christopher Martin Dobson, who also goes by Chris Dobson, is a registered financial advisor currently at DOBSON ASSET MANAGEMENT located in Petaluma, California.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Christopher has worked at 4 firms and has passed the Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Martin Dobson's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 2, 1996 - Present
DOBSON ASSET MANAGEMENT
Office #1: 7 Fourth Street Suite 25, Petaluma, CA 94952June 30, 1981 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
June 30, 1981 - February 9, 1994
IDS LIFE INSURANCE COMPANY
June 30, 1981 - February 9, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
DOBSON ASSET MANAGEMENT
CRD#: 112079 / SEC#: 801-51693
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/2/1996)
Exams
Current Firm
DOBSON ASSET MANAGEMENT
CRD#: 112079 / SEC#: 801-51693
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 385 |
| AUM (Assets Under Management) | $ 197,152,359 |
Red Flags
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Company Information
DOBSON ASSET MANAGEMENT
CRD#: 112079Petaluma, CA 94952TRUST BUT VERIFY
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