Christopher M. Dobson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Martin Dobson, who also goes by Chris Dobson, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1981. Christopher had worked at 4 firms and has passed the Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 1996 - December 31, 2025
DOBSON ASSET MANAGEMENT
June 30, 1981 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
June 30, 1981 - February 9, 1994
IDS LIFE INSURANCE COMPANY
June 30, 1981 - February 9, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
DOBSON ASSET MANAGEMENT
CRD#: 112079 / SEC#: 801-51693
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DOBSON ASSET MANAGEMENT
CRD#: 112079 / SEC#: 801-51693
Contact information
Regulatory assets under management
| Total Number of Accounts | 385 |
| AUM (Assets Under Management) | $ 197,152,359 |
Red Flags
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