Christopher Martin Dobson
Professional Summary
Christopher Martin Dobson, who also goes by Chris Dobson, is a registered financial advisor currently at DOBSON ASSET MANAGEMENT located in Petaluma, California. Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Christopher has worked at 4 firms and has passed the Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Chris Dobson
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
45 years in the financial services industry
Current & Past Employments
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Current Firm
DOBSON ASSET MANAGEMENT | DOBSON ASSET MANAGEMENT - NORTHERN CALIFORNIA
Contact Information
Main Address
7 Fourth Street Suite 25, Petaluma, CA 94952Phone Number
(707) 766-9254# of Employees
3SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
395AUM (Assets Under Management)
$217,825,022Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
DOBSON ASSET MANAGEMENT | DOBSON ASSET MANAGEMENT - NORTHERN CALIFORNIA
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Apr 1983About the Series 22 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 1981About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Christopher Martin Dobson's CRS (Customer Relationship Summary).
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