Walter C. Nathan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Clark Nathan was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 1981. Walter had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 1985 - December 2, 1987
K.A. KNAPP & CO., INC.
December 12, 1984 - June 13, 1985
J. W. GANT & ASSOCIATES, INC.
May 22, 1984 - December 28, 1984
J.D. COPPERFIELD, LTD.
February 24, 1984 - June 9, 1984
B. J. LEONARD AND COMPANY, INC.
October 28, 1983 - February 22, 1984
HACKERT/MODESITT INVESTMENTS, LTD.
July 20, 1981 - October 6, 1983
ENGLER-BUDD & COMPANY INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
K.A. KNAPP & CO., INC.
CRD#: 13338 / SEC#: , 8-29083
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
