Corey J. Gallahan

KARPUS INVESTMENT MANAGEMENT

Pittsford, NY 14534

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CRD#: 7350577

Professional summary

Corey Jay Gallahan, CFP®, who also goes by Corey J Gallahan, Corey Gallahan, is a registered financial advisor currently at KARPUS INVESTMENT MANAGEMENT located in Pittsford, New York.

Corey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Corey has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Corey J Gallahan | Corey Gallahan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Corey J. Gallahan, Non-investment related 212 S. Goodman St. Rochester, NY 14607 Rental Property Owner Start Date of 9/1/22 5 hours per month (0 hours during trading hours)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Corey Jay Gallahan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

September 14, 2022 - Present

KARPUS INVESTMENT MANAGEMENT

Office #1: 183 Sully's Trail, Pittsford, NY 14534

RIA

CRD#: 110275

Pittsford, NY

Past

July 1, 2021 - September 8, 2022

MORGAN STANLEY

RIA

CRD#: 149777

GENEVA, NY

Past

June 18, 2021 - September 8, 2022

MORGAN STANLEY

CRD#: 149777

GENEVA, NY

Past

March 23, 2021 - May 25, 2021

FACET

RIA

CRD#: 285961

Rochester, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KARPUS INVESTMENT MANAGEMENT

INVESTMENT ADVISOR | KARPUS MANAGEMENT INC | KARPUS INVESTMENT MANAGEMENT

CRD#: 110275 / SEC#: 801-29607

RIA

Registered Investment Advisory firm - (3/5/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/19/2022)

IAR

New York
(9/14/2022)

IAR

Texas
(9/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/12/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/18/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/18/2021

Securities Industry Essentials Examination

Current Firm

KARPUS INVESTMENT MANAGEMENT

INVESTMENT ADVISOR | KARPUS MANAGEMENT INC | KARPUS INVESTMENT MANAGEMENT

CRD#: 110275 / SEC#: 801-29607

RIA

Registered Investment Advisory firm - (3/5/1987 Approved)

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Contact information

Main Address

183 Sully's Trail, Pittsford, NY 14534

Mailing Address

Phone number

(585) 586-4680

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KARPUS INVESTMENT MANAGEMENT (9/26/2025)

Regulatory assets under management

Total Number of Accounts	2,279
AUM (Assets Under Management)	$ 4,010,769,565

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Corey J. Gallahan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Corey Jay Gallahan's CRS (Customer Relationship Summary).

Certified licenses

Experience

KARPUS INVESTMENT MANAGEMENT

MORGAN STANLEY

MORGAN STANLEY

FACET

Primary Firm SEC Registration

KARPUS INVESTMENT MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 7/12/2021

Series 7TO

Date: 6/18/2021

SIE

Date: 5/18/2021

Current Firm

KARPUS INVESTMENT MANAGEMENT

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KARPUS INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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