Roy J. Meyers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roy Joseph Meyers was a registered financial professional .
Roy is a previously registered financial professional and started their career in finance in 1981. Roy had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2020 - October 4, 2023
THE KELLY GROUP
March 28, 2005 - November 4, 2020
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
September 27, 2000 - March 28, 2005
CAMBRIDGE INVESTMENT RESEARCH, INC.
September 15, 2000 - November 4, 2020
CAMBRIDGE INVESTMENT RESEARCH, INC.
August 6, 1992 - September 26, 2000
AVANTAX INVESTMENT SERVICES, INC.
January 10, 1992 - August 11, 1992
OSAIC WEALTH, INC.
October 20, 1989 - January 15, 1992
KEOGLER, MORGAN & COMPANY, INC.
July 29, 1986 - November 1, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
December 4, 1985 - July 31, 1986
INTERNATIONAL MONEY MANAGEMENT GROUP, INC.
July 26, 1985 - November 25, 1985
CAPITOL SECURITIES MANAGEMENT, INC.
August 5, 1981 - August 15, 1986
AMERICAN GENERAL EQUITY SERVICES CORPORATION
Primary Firm SEC Registration
THE KELLY GROUP
CRD#: 310140 / SEC#: 801-119450
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE KELLY GROUP
CRD#: 310140 / SEC#: 801-119450
Contact information
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,936 |
| AUM (Assets Under Management) | $ 953,228,816 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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