William G. Mancuso
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Gabriel Mancuso, who also goes by Bill Mancuso, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1981. William had worked at 17 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2019 - June 3, 2021
FNEX CAPITAL, LLC
November 14, 2013 - April 29, 2017
ORCHARD SECURITIES, LLC
February 4, 2013 - March 4, 2013
INDEPENDENT FINANCIAL GROUP, LLC
June 28, 2010 - July 9, 2012
FS INVESTMENT SOLUTIONS, LLC
November 10, 2009 - June 18, 2010
INDEPENDENT FINANCIAL GROUP, LLC
July 6, 2004 - December 2, 2008
PROVASI CAPITAL PARTNERS LP
December 16, 1999 - June 24, 2004
PACIFIC SELECT DISTRIBUTORS, LLC
April 15, 1996 - December 3, 1999
SECURITY DISTRIBUTORS
May 10, 1995 - March 12, 1996
INTERPACIFIC INVESTORS SERVICES, INC.
November 25, 1994 - May 16, 1995
MANULIFE WOOD LOGAN, INC.
June 13, 1994 - September 27, 1994
MFS FUND DISTRIBUTORS, INC.
June 12, 1994 - November 8, 1994
MFS FINANCIAL SERVICES, INC.
April 8, 1993 - June 6, 1994
COREBRIDGE CAPITAL SERVICES, INC.
January 30, 1993 - March 29, 1993
ROBERT THOMAS SECURITIES, INC
April 27, 1992 - February 11, 1993
COREBRIDGE CAPITAL SERVICES, INC.
April 20, 1990 - February 4, 1992
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
November 30, 1989 - February 7, 1990
INTEGRATED RESOURCES MARKETING, INC.
April 29, 1985 - December 21, 1989
COREBRIDGE CAPITAL SERVICES, INC.
June 29, 1982 - June 28, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 20, 1981 - May 13, 1982
RICHARDS MERRILL WEALTH MANAGEMENT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FNEX CAPITAL, LLC
CRD#: 166316 / SEC#: , 8-69199
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
