Deepak Goyal
Professional Summary
Deepak Goyal is a registered financial advisor currently at 3D HOLISTIC WEALTH located in Irvine, California. Deepak is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Deepak has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO, Series 22TO, Series 6TO, SIE and Series 3 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
9 years in the financial services industry
Current & Past Employments
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Current Firm
3D HOLISTIC WEALTH | 3DHWEALTH LLC
Contact Information
Main Address
Irvine, CAPhone Number
(949) 997-1101# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
35AUM (Assets Under Management)
$4,776,607Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(9/27/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22TO — Direct Participation Programs Representative Examination
Passed Dec 2021About the Series 22TO examSeries 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Apr 2021About the Series 6TO examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Deepak Goyal's CRS (Customer Relationship Summary).
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