AL
Ashton Lanham
FWG INVESTMENTS
Lexington, KY 40509
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CRD#: 7349046
AL
Professional summary
Ashton Lanham is a registered financial advisor currently at FWG INVESTMENTS, LLC located in Lexington, Kentucky.
Ashton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Ashton has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc TRANSAMERICA/Investment Related - Yes/4333 Edgewood Road NE, Cedar Rapids, IA 52499 Phone: 1(800) 797-2643/Sells life and health insurance related products./Affliated Associate/10.2020/30/30/Sell life and health insurance products.
CRS (Client Relationship Summary) - RIA
Click below to view Ashton Lanham's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 22, 2022 - Present
FWG INVESTMENTS, LLC
Office #1: 2704 Old Rosebud Road Suite 160, Lexington, KY 40509RIA
CRD#: 284064
Lexington, KY
Past
August 10, 2021 - July 25, 2022
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
Campbellsville, KY
Past
May 28, 2021 - July 25, 2022
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
Campbellsville, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FI
FWG INVESTMENTS, LLC
FAMILY WEALTH GROUP, LLC | FWG INVESTMENTS, LLC
CRD#: 284064 / SEC#: 801-112954
RIA
Registered Investment Advisory firm - (4/26/2018 Approved)Kentucky
Registered Investment Advisory firm - (6/18/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(9/2/2022)
IAR
Indiana(7/22/2022)
IAR
Kentucky(7/22/2022)
IAR
North Carolina(7/22/2022)
IAR
South Carolina(7/22/2022)
IAR
Texas(7/22/2022)
IAR
West Virginia(7/25/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/28/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
FI
FWG INVESTMENTS, LLC
FAMILY WEALTH GROUP, LLC | FWG INVESTMENTS, LLC
CRD#: 284064 / SEC#: 801-112954
RIA
Registered Investment Advisory firm - (4/26/2018 Approved)Kentucky
Registered Investment Advisory firm - (6/18/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2704 Old Rosebud Road Suite 160, Lexington, KY 40509
Mailing Address
Phone number
(859) 309-0349
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,525 |
| AUM (Assets Under Management) | $ 250,080,209 |
Red Flags
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Company Information
FWG INVESTMENTS, LLC
CRD#: 284064Lexington, KY 40509TRUST BUT VERIFY
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