Christopher C. Callahan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher C Callahan, who also goes by Charlie Callahan, Christopher C Callahan Jr, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2021. Christopher had worked at 3 firms and has passed the Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2022 - July 27, 2023
FIGURE SECURITIES, INC.
August 26, 2021 - December 16, 2021
WEALTHFRONT BROKERAGE LLC
April 16, 2021 - July 13, 2021
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 4/16/2021
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
FIGURE SECURITIES, INC.
CRD#: 307093 / SEC#: , 8-70478
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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