Nathaniel L. Whitman

THE NLW CAPITAL GROUP LLC

Baltimore, MD

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CRD#: 7348490

Professional summary

Nathaniel Lee Whitman is a registered financial advisor currently at THE NLW CAPITAL GROUP LLC located in Baltimore, Maryland.

Nathaniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Nathaniel has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Nathaniel L. Whitman acts as Teaching Faculty and the Student Support Associate at Global Online Academy. His role had a start date of June 1, 2021 and his duties involve teaching online courses to high school students. Mr. Whitman spends 40 hours per month carrying out his duties in this role. This is not an investment-related activity. Mr. Whitman devotes 2 hours a week to this role during securities trading hours. Global Online Academy is located at 14050 1st Ave. NE, Seattle, WA 98125. 2) GREENMOUNT SCHOOL; INVESTMENT RELATED; BALTIMORE, MD; PART-TIME DIRECTOR OF FINANCE; START DATE 8/2023; 80 PER/MONTH DURING TRADING HRS; RESPONSIBLE FOR THE SCHOOLS LONG TERM FINANCIAL HEALTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathaniel Lee Whitman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 22, 2021 - Present

THE NLW CAPITAL GROUP LLC

RIA

CRD#: 313391

Baltimore, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(4/22/2021)

IAR

Texas
(9/22/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/16/2021

Uniform Investment Adviser Law Examination

Current Firm

THE NLW CAPITAL GROUP LLC

NLW CAPITAL GROUP | THE NLW CAPITAL GROUP LLC

CRD#: 313391 / SEC#:

Maryland

Registered Investment Advisory firm - (4/22/2021 Approved)

Texas

Registered Investment Advisory firm - (9/22/2023 Conditional Restricted)

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Contact information

Main Address

Baltimore, MD

Mailing Address

Phone number

(410) 507-9161

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	81
AUM (Assets Under Management)	$ 9,451,356

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Nathaniel L. Whitman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathaniel Lee Whitman's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE NLW CAPITAL GROUP LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/16/2021

Current Firm

THE NLW CAPITAL GROUP LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THE NLW CAPITAL GROUP LLC

TRUST BUT VERIFY

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