Michael Polyakov

WESTPARK CAPITAL

Boca Raton, FL 33432

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CRD#: 734810

Professional summary

Michael Polyakov is a registered financial professional currently at WESTPARK CAPITAL, INC. located in Boca Raton, Florida.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1981. Michael has worked at 14 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Polyakov's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 11, 2016 - Present

WESTPARK CAPITAL, INC.

Office #1: 225 Ne Mizner Blvd Suite 530, Boca Raton, FL 33432

RIA

CRD#: 39914

Boca Raton, FL

Past

February 16, 2012 - November 12, 2015

REVERE SECURITIES LLC

CRD#: 14178

NEW YORK, NY

Past

December 22, 2010 - February 16, 2012

INTERNATIONAL ASSETS ADVISORY, LLC

CRD#: 10645

PLANTATION, FL

Past

August 17, 2010 - December 21, 2010

FINTEGRA, LLC

CRD#: 16741

BOCA RATON, FL

Past

June 24, 2009 - July 8, 2010

BISHOP, ROSEN & CO., INC.

CRD#: 1248

NEW YORK, NY

Past

December 11, 2008 - July 7, 2009

GILFORD SECURITIES INCORPORATED

CRD#: 8076

NEW YORK, NY

Past

April 12, 1988 - November 29, 1988

OPPENHEIMER & CO. INC.

CRD#: 249

Past

April 1, 1988 - April 12, 1988

FAHNESTOCK INTERNATIONAL INC.

CRD#: 279

Past

February 12, 1988 - June 26, 2008

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

January 29, 1988 - April 1, 1988

OPPENHEIMER & CO. INC.

CRD#: 249

Past

December 23, 1985 - January 29, 1988

KUHNS BROTHERS & LAIDLAW, INC.

CRD#: 1481

Past

April 9, 1984 - September 11, 1984

ADVEST, INC.

CRD#: 10

Past

November 4, 1983 - May 4, 1984

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

November 9, 1981 - December 21, 1983

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Past

July 20, 1981 - November 7, 1981

BRODIS SECURITIES INCORPORATED

CRD#: 1135

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WESTPARK CAPITAL, INC.

CRD#: 39914 / SEC#: 801-108275, 8-48898

RIA

Registered Investment Advisory firm - SEC (9/7/2016 Approved)

California

Registered Investment Advisory firm - SEC (10/14/2016 Terminated)

New York

Registered Investment Advisory firm - SEC (9/14/2016 Terminated)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/16/2016)

Florida
(3/15/2016)

New York
(4/11/2016)

Oklahoma
(9/26/2024)

Virginia
(6/8/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/7/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/18/1981

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

WESTPARK CAPITAL, INC.

CRD#: 39914 / SEC#: 801-108275, 8-48898

RIA

Registered Investment Advisory firm - SEC (9/7/2016 Approved)

California

Registered Investment Advisory firm - SEC (10/14/2016 Terminated)

New York

Registered Investment Advisory firm - SEC (9/14/2016 Terminated)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

1800 Century Park East 22nd Floor, New York, NY 10017

Mailing Address

1800 Century Park East Suite 220, Los Angeles, CA 90067

Phone number

(310) 843-9300

Established

Michigan since 09/05/2025

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (21 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

WESTPARK CAPITAL, INC. PART 2A BROCHURE (6/23/2025)

Direct owners and executive officers

Name	Position	CRD#
WESTPARK CAPITAL GROUP LLC	SHAREHOLDER
BELICEK, REBECCA JANE	CHIEF COMPLIANCE OFFICER	2106922
KAISER, AMY FARREN	FINOP	2992346
RAPPAPORT, RICHARD ALYN	CHIEF EXECUTIVE OFFICER	1885122

Regulatory assets under management

Total Number of Accounts	234
AUM (Assets Under Management)	$ 47,569,260

Disclosures

Regulatory Event	14
Arbitration	2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael Polyakov

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Polyakov's CRS (Customer Relationship Summary).

Certified licenses

Experience

REVERE SECURITIES LLC

INTERNATIONAL ASSETS ADVISORY, LLC

FINTEGRA, LLC

BISHOP, ROSEN & CO., INC.

GILFORD SECURITIES INCORPORATED

OPPENHEIMER & CO. INC.

FAHNESTOCK INTERNATIONAL INC.

J.P. MORGAN SECURITIES LLC

OPPENHEIMER & CO. INC.

KUHNS BROTHERS & LAIDLAW, INC.

ADVEST, INC.

E. F. HUTTON & COMPANY INC

PRUDENTIAL EQUITY GROUP, LLC

BRODIS SECURITIES INCORPORATED

Primary Firm SEC Registration

WESTPARK CAPITAL, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/7/1986

SIE

Date: 10/1/2018

Series 7

Date: 7/18/1981

FINRA

Current Firm

WESTPARK CAPITAL, INC.

Contact information

SEC notice filing (21 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

WESTPARK CAPITAL, INC.

TRUST BUT VERIFY

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