Julie A. Wurst

JULIE A. WURST, CFP

Tacoma, WA

Some features on this profile are disabled

CRD#: 734749

Professional summary

Julie Alice Wurst, CFP®, who also goes by Julie Alice Tysver, is a registered financial advisor currently at JULIE A. WURST, CFP, LLC located in Tacoma, Washington.

Julie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Julie has worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Julie Alice Tysver

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julie Alice Wurst's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

August 24, 2017 - Present

JULIE A. WURST, CFP, LLC

RIA

CRD#: 288196

Tacoma, WA

Past

April 1, 2014 - August 19, 2016

SENESCHAL FAMILY OFFICE

RIA

CRD#: 131618

UNIVERSITY PLACE, WA

Past

September 19, 1990 - July 7, 1992

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

Past

June 26, 1984 - June 27, 1984

LEHMAN BROTHERS KUHN LOEB INCORPORATED

CRD#: 7555

Past

June 25, 1984 - April 4, 1990

LEHMAN BROTHERS INC.

CRD#: 7506

Past

March 11, 1983 - December 21, 1983

INVEST FINANCIAL CORPORATION

CRD#: 12984

Past

November 15, 1982 - February 25, 1983

BECKER PARIBAS INCORPORATED

CRD#: 7635

Past

July 20, 1981 - September 14, 1982

PIPER SANDLER & CO.

CRD#: 665

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(8/24/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/28/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/21/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/18/1981

General Securities Representative Examination

Current Firm

JULIE A. WURST, CFP, LLC

JULIE A WURST, CFP, LLC | JULIE A. WURST, CFP, LLC

CRD#: 288196 / SEC#:

Washington

Registered Investment Advisory firm - (8/24/2017 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Tacoma, WA

Mailing Address

Phone number

(253) 209-1130

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	62
AUM (Assets Under Management)	$ 42,408,133

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Julie A. Wurst

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julie Alice Wurst's CRS (Customer Relationship Summary).

Certified licenses

Experience

JULIE A. WURST, CFP, LLC

SENESCHAL FAMILY OFFICE

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS KUHN LOEB INCORPORATED

LEHMAN BROTHERS INC.

INVEST FINANCIAL CORPORATION

BECKER PARIBAS INCORPORATED

PIPER SANDLER & CO.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/28/2014

Series 63

Date: 9/21/1981

Series 7

Date: 7/18/1981

Current Firm

JULIE A. WURST, CFP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JULIE A. WURST, CFP, LLC

TRUST BUT VERIFY

Similar Advisors