Sergio Silver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sergio Silver was a registered financial professional .
Sergio is a previously registered financial professional and started their career in finance in 1981. Sergio had worked at 9 firms and has passed the Series 63, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 1991 - February 10, 1995
SOUTHERN CALIFORNIA SECURITIES, INC.
July 10, 1991 - September 24, 1991
E-W INVESTMENTS, INC.
October 22, 1990 - July 15, 1991
ROCKWELL FINANCIAL, INC.
March 29, 1990 - September 13, 1990
BROKERS INVESTMENT CORPORATION
December 11, 1989 - February 3, 1990
GLIKSMAN SECURITIES CORP.
April 4, 1988 - October 11, 1988
REMINGTON SECURITIES, INC.
January 5, 1988 - April 9, 1988
BRIGHTON INDUSTRIES, INC.
August 13, 1985 - September 19, 1985
CHARLES BORDEN AND COMPANY
July 20, 1981 - April 6, 1984
PENNSYLVANIA SECURITIES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOUTHERN CALIFORNIA SECURITIES, INC.
CRD#: 26503 / SEC#: , 8-42575
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
