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Jim R Blakey

CRD# 734680·Registered 1981 - 2025
Previously Registered: Being a previously registered professional could mean that Jim is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jim R Blakey, who also goes by Jim Ray Blakey, Jimmy Ray Blakey, was a registered financial advisor. Jim was a previously registered financial professional and started their career in finance 1981 - 2025. Jim had worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jim Ray Blakey, Jimmy Ray Blakey

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

PENSIONMARK SECURITIES, LLC·CRD# 283952
BD
Garden Ridge, TX
September 1, 2017 - January 3, 2025
CAPFINANCIAL SECURITIES, LLC.·CRD# 126291
BD
Garden Ridge, TX
July 31, 2015 - September 1, 2017
LPL FINANCIAL LLC·CRD# 6413
BD
Garden Ridge, TX
November 30, 2010 - June 10, 2015
NRP FINANCIAL, INC.·CRD# 103717
BD
Garden Ridge, TX
July 2, 2010 - November 30, 2010
LPL FINANCIAL LLC·CRD# 6413
BD
Fort Mill, SC
March 13, 2007 - November 25, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
San Antonio, TX
June 1, 2004 - December 15, 2006
THE O.N. EQUITY SALES COMPANY·CRD# 2936
BD
Cincinnati, OH
September 4, 1986 - May 18, 2004
INTEGRATED RESOURCES EQUITY CORPORATION·CRD# 6403
BD
September 19, 1983 - September 3, 1986
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
BD
August 11, 1983 - March 6, 1984
ADVANTAGE CAPITAL CORPORATION·CRD# 146
BD
February 23, 1982 - March 12, 1984
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
July 13, 1981 - February 3, 1984

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Current Firm

PS
PENSIONMARK SECURITIES, LLC

PENSIONMARK SECURITIES, LLC | PFG SECURITIES, LLC. | PENSIONMARK SECURITIES, LLC.

CRD#: 283952 / SEC#: 8-69773
BD
Terminated by SEC on 01/04/2026

Contact Information

Established

Delaware since 04/22/2016

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
WORLD INVESTMENT ADVISORS, LLCOWNER208512
TOOLE, BARRY PCCO3142901

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1983About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1983About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 1981About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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