Tayseer Safa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tayseer Safa, who also goes by Tayseer Mahmoud Safa, Ted Safa, was a registered financial professional .
Tayseer is a previously registered financial professional and started their career in finance in 1981. Tayseer had worked at 2 firms and has passed the Series 15 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 28, 2014 - December 10, 2021
WIMBLEDON CAPITAL ADVISORS LLC
July 20, 1981 - December 10, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 11/19/1983
Foreign Currency Options ExaminationCurrent Firm
WIMBLEDON CAPITAL ADVISORS LLC
CRD#: 171538 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 7,113,354 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
