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Todd Heasty

CIMARRON WEALTH MANAGEMENT

GUNNISON, CO

·CRD# 7346090·5 years experience

Professional Summary

Todd Heasty is a registered financial advisor currently at CIMARRON WEALTH MANAGEMENT, INC. located in Gunnison, Colorado and LPL FINANCIAL LLC located in Montrose, Colorado. Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Todd has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

Direct

(xxx) xxx-xxxx

Email

xxxxx@xxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

5 years in the financial services industry

Current & Past Employments

CIMARRON WEALTH MANAGEMENT, INC.·CRD# 299627

RIA

1. 1115 N. Main St., Suite A, Gunnison, CO 812302. 1701 Niagara Rd, Montrose, CO 81401

August 3, 2022 - Present

LPL FINANCIAL LLC·CRD# 6413

RIA

BD

1701 Niagara Rd, Montrose, CO 81401

June 2, 2021 - Present

STRATEGIC FINANCIAL MANAGEMENT, INC·CRD# 114051

RIA

Greeley, CO

September 9, 2021 - September 20, 2022

LPL FINANCIAL LLC·CRD# 6413

RIA

Greeley, CO

August 3, 2021 - November 25, 2022

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David Perry Miller

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Current Firm

CW

CIMARRON WEALTH MANAGEMENT, INC.

CIMARRON WEALTH MANAGEMENT, INC. | COLORADO WEST WEALTH MANAGEMENT, LLC | COLORADO WEST INVESTMENTS, INC.

CRD#: 299627 / SEC#: 801-116955

RIA

Registered Investment Advisory firm - SEC (7/11/2019 Approved)

Contact Information

Main Address

1701 Niagara Rd, Montrose, CO 81401

Phone Number

(970) 249-9882

# of Employees

14

SEC notice filing (9 States and Territories)

Registered to provide investment advisory services in 9 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (5/13/2026)

Regulatory Assets Under Management

Total Number of Accounts

574

AUM (Assets Under Management)

$327,341,067

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 08/24/2022 - Cimarron Wealth Management, Inc. - Investment-Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 08/02/2022 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Cimarron Wealth Management, Inc., an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2) 08/24/2022 - Cimarron Wealth Management, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 06/15/2022 - 160 Hours Per Month/160 Hours During Securities Trading. 3) 10/12/2022 - RR Bar Ranch LLC - Not Investment Related - Montrose, CO 81403 - Business Owner - Member - Start Date - 04/28/2022 - 56 Hours Per Month/0 Hours During Securities Trading

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CW

CIMARRON WEALTH MANAGEMENT, INC.

CIMARRON WEALTH MANAGEMENT, INC. | COLORADO WEST WEALTH MANAGEMENT, LLC | COLORADO WEST INVESTMENTS, INC.

CRD#: 299627 / SEC#: 801-116955

RIA

Registered Investment Advisory firm - SEC (7/11/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

California
(3/29/2022)

RR

Colorado
(6/2/2021)

IAR

Colorado
(8/3/2022)

IAR

Louisiana
(8/3/2022)

IAR

Texas
(8/3/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2021About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Jun 2021About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Apr 2021About the SIE exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Todd Heasty's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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TH

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