TH
Todd Heasty
CIMARRON WEALTH MANAGEMENT
GUNNISON, CO 81230
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CRD#: 7346090
TH
Professional summary
Todd Heasty is a registered financial advisor currently at CIMARRON WEALTH MANAGEMENT, INC. located in Gunnison, Colorado and LPL FINANCIAL LLC located in Montrose, Colorado.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Todd has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 08/24/2022 - Cimarron Wealth Management, Inc. - Investment-Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 08/02/2022 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Cimarron Wealth Management, Inc., an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2) 08/24/2022 - Cimarron Wealth Management, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 06/15/2022 - 160 Hours Per Month/160 Hours During Securities Trading. 3) 10/12/2022 - RR Bar Ranch LLC - Not Investment Related - Montrose, CO 81403 - Business Owner - Member - Start Date - 04/28/2022 - 56 Hours Per Month/0 Hours During Securities Trading
CRS (Client Relationship Summary) - RIA
Click below to view Todd Heasty's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 3, 2022 - Present
CIMARRON WEALTH MANAGEMENT, INC.
Office #1: 1115 N. Main St., Suite A, Gunnison, CO 81230Office #2: 1701 Niagara Rd, Montrose, CO 81401RIA
CRD#: 299627
GUNNISON, CO
Current
June 2, 2021 - Present
LPL FINANCIAL LLC
Office #1: 1701 Niagara Rd, Montrose, CO 81401RIA
BD
CRD#: 6413
MONTROSE, CO
Past
September 9, 2021 - September 20, 2022
STRATEGIC FINANCIAL MANAGEMENT, INC
RIA
CRD#: 114051
GREELEY, CO
Past
August 3, 2021 - November 25, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
GREELEY, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CIMARRON WEALTH MANAGEMENT, INC.
CIMARRON WEALTH MANAGEMENT, INC. | COLORADO WEST WEALTH MANAGEMENT, LLC | COLORADO WEST INVESTMENTS, INC.
CRD#: 299627 / SEC#: 801-116955
RIA
Registered Investment Advisory firm - (7/11/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/29/2022)
RR
Colorado(6/2/2021)
IAR
Colorado(8/3/2022)
IAR
Louisiana(8/3/2022)
IAR
Texas(8/3/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/2/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CIMARRON WEALTH MANAGEMENT, INC.
CIMARRON WEALTH MANAGEMENT, INC. | COLORADO WEST WEALTH MANAGEMENT, LLC | COLORADO WEST INVESTMENTS, INC.
CRD#: 299627 / SEC#: 801-116955
RIA
Registered Investment Advisory firm - (7/11/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1701 Niagara Rd, Montrose, CO 81401
Mailing Address
Phone number
(970) 249-9882
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 462 |
| AUM (Assets Under Management) | $ 230,486,824 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CIMARRON WEALTH MANAGEMENT, INC.
CRD#: 299627Gunnison, CO 81230TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
