KD
Kyle Davis
RETIREMENTADVICE | JKA
Anaheim, CA 92807
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CRD#: 7345410
KD
Professional summary
Kyle Davis is a registered financial advisor currently at RETIREMENTADVICE | JKA located in Anaheim, California.
Kyle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Kyle has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Tax Advice | JKA. Less than 1% of time devoted. Provides book keeping services.
CRS (Client Relationship Summary) - RIA
Click below to view Kyle Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 1, 2021 - Present
RETIREMENTADVICE | JKA
Office #1: 1251 N. Manassero St. Suite #405a, Anaheim, CA 92807RIA
CRD#: 153803
Anaheim, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
R|
RETIREMENTADVICE | JKA
DC CAPITAL MANAGEMENT | RETIREMENTADVICE | JKA | JACK KEETER & ASSOCIATES, INC. | DURSO CAPITAL MANAGEMENT
CRD#: 153803 / SEC#: 801-80313
RIA
Registered Investment Advisory firm - (9/18/2014 Approved)California
Registered Investment Advisory firm - (10/22/2014 Terminated)Indiana
Registered Investment Advisory firm - (9/22/2014 Terminated)Michigan
Registered Investment Advisory firm - (3/13/2015 Terminated)New Mexico
Registered Investment Advisory firm - (9/22/2014 Terminated)North Carolina
Registered Investment Advisory firm - (9/22/2014 Terminated)South Carolina
Registered Investment Advisory firm - (9/22/2014 Terminated)Texas
Registered Investment Advisory firm - (9/22/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/1/2021)
Current Firm
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RETIREMENTADVICE | JKA
DC CAPITAL MANAGEMENT | RETIREMENTADVICE | JKA | JACK KEETER & ASSOCIATES, INC. | DURSO CAPITAL MANAGEMENT
CRD#: 153803 / SEC#: 801-80313
RIA
Registered Investment Advisory firm - (9/18/2014 Approved)California
Registered Investment Advisory firm - (10/22/2014 Terminated)Indiana
Registered Investment Advisory firm - (9/22/2014 Terminated)Michigan
Registered Investment Advisory firm - (3/13/2015 Terminated)New Mexico
Registered Investment Advisory firm - (9/22/2014 Terminated)North Carolina
Registered Investment Advisory firm - (9/22/2014 Terminated)South Carolina
Registered Investment Advisory firm - (9/22/2014 Terminated)Texas
Registered Investment Advisory firm - (9/22/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1251 N. Manassero St. Suite #405a, Anaheim, CA 92807
Mailing Address
Phone number
(714) 779-9200
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 942 |
| AUM (Assets Under Management) | $ 239,505,676 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
